# Peaks Investment Management

> Peaks Investment Management is a state-registered investment advisory firm in Cheyenne, WY, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 14, 2026.

- CRD: 330144
- Filed as: PEAKS INVESTMENT MANAGEMENT
- Legal name: TP3B LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Cheyenne, WY
- Filing period: October 2026
- Form ADV filing dated: August 14, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/330144
- AdvisorCensus page: https://advisorcensus.com/firm/peaks-investment-management-cheyenne-wy-330144

## Quick answers

**How is Peaks Investment Management compensated?**
On its Form ADV (Item 5.E, October 2026), Peaks Investment Management reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Peaks Investment Management located?**
Peaks Investment Management's principal office is in Cheyenne, WY, according to its Form ADV.

**Is Peaks Investment Management registered with the SEC or a state?**
Peaks Investment Management is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 330144.

**How much does Peaks Investment Management manage?**
Peaks Investment Management reports $59,000,000 in regulatory assets under management in its Form ADV filing dated August 14, 2026 (100% discretionary).

**Does Peaks Investment Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/330144

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $59,000,000
- Discretionary: $59,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $59,000,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2024 (2 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, MI, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Peaks Investment Management (CRD 330144): Form ADV filing data as of October 2026.