# Peak Wealth Solutions

> Peak Wealth Solutions is an SEC-registered investment advisory firm in Pepper Pike, OH, registered since 2010, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 28, 2026.

- CRD: 127391
- Filed as: PEAK WEALTH SOLUTIONS
- Legal name: Peak Wealth Solutions, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Pepper Pike, OH
- Filing period: October 2026
- Form ADV filing dated: March 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/127391
- AdvisorCensus page: https://advisorcensus.com/firm/peak-wealth-solutions-pepper-pike-oh-127391

## Quick answers

**How is Peak Wealth Solutions compensated?**
On its Form ADV (Item 5.E, October 2026), Peak Wealth Solutions reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**What does Peak Wealth Solutions' brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 28, 2026 states: Asset-based fee: 0.35% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Peak Wealth Solutions located?**
Peak Wealth Solutions' principal office is in Pepper Pike, OH, according to its Form ADV.

**Is Peak Wealth Solutions registered with the SEC or a state?**
Peak Wealth Solutions is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 127391.

**How much does Peak Wealth Solutions manage?**
Peak Wealth Solutions reports $911,579,977 in regulatory assets under management in its Form ADV filing dated March 28, 2026 (89% discretionary).

**How have Peak Wealth Solutions' assets and staff changed since 2021?**
In the Form ADV data for Peak Wealth Solutions: Regulatory assets under management: $470,000,000 in the October 2021 data and $911,579,977 in the October 2026 data, up 94%. Total employees: 10 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Peak Wealth Solutions serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (364); high net worth individuals (312); pension and profit sharing plans (but not the plan participants or government pension plans) (32).

**Which custodians does Peak Wealth Solutions use?**
Peak Wealth Solutions' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Peak Wealth Solutions report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/127391

**What changed in Peak Wealth Solutions' recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $789,182,723 to $911,579,977 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 28, 2026)

- Asset-based fee: 0.35% to 1.5% a year (a range, as the brochure states it)

> This fee ranges from 0.35% to 1.50% of assets under management, and are based on several factors such as the nature of the assets, the services provided, and the amount of assets being managed.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $911,579,977
- Discretionary: $815,469,417
- Non-discretionary: $96,110,560

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 364 | $114,955,124 |
| High net worth individuals | 312 | $682,106,037 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 32 | $96,110,560 |
| Charitable organizations | 7 | $15,295,512 |
| Corporations or other businesses not listed above | 3 | $3,112,744 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 2010 (16 years)
- Employees: 10 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- retirepeak.com
- Facebook @RETIREPEAK
- LinkedIn @PEAK-WEALTH-SOLUTIONS
- X @RETIREPEAK

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $470,000,000 | 10 | March 18, 2021 |
| October 2022 | $586,320,000 | 11 | March 10, 2022 |
| October 2023 | $550,962,000 | 11 | March 20, 2023 |
| October 2024 | $657,775,000 | 11 | March 8, 2024 |
| October 2025 | $789,182,723 | 10 | March 21, 2025 |
| October 2026 | $911,579,977 | 10 | March 28, 2026 |

Regulatory assets under management: $470,000,000 in the October 2021 data and $911,579,977 in the October 2026 data, up 94%.
Total employees: 10 in October 2021 and 10 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $789,182,723 to $911,579,977 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Peak Wealth Solutions (CRD 127391): Form ADV filing data as of October 2026.