{
  "crd_number": 127391,
  "slug": "peak-wealth-solutions-pepper-pike-oh-127391",
  "primary_business_name": "PEAK WEALTH SOLUTIONS",
  "legal_name": "PEAK WEALTH SOLUTIONS, INC.",
  "dbas": [],
  "city": "Pepper Pike",
  "state": "OH",
  "country": "United States",
  "cbsa_code": "17410",
  "metro": {
    "cbsa_code": "17410",
    "common_name": "Cleveland",
    "msa_name": "Cleveland, OH",
    "path": "/advisors/oh/cleveland"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2010-02-25",
  "years_registered": 16,
  "period": "2026-10-01",
  "filing_date": "2026-03-28",
  "carried_forward": false,
  "raum_total": 911579977.0,
  "raum_discretionary": 815469417.0,
  "raum_non_discretionary": 96110560.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 10,
  "advisory_employees": 7,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 15295512.0,
      "count": 7
    },
    "individuals": {
      "raum": 114955124.0,
      "count": 364
    },
    "pension_profit_sharing": {
      "raum": 96110560.0,
      "count": 32
    },
    "high_net_worth_individuals": {
      "raum": 682106037.0,
      "count": 312
    },
    "corporations_other_businesses": {
      "raum": 3112744.0,
      "count": 3,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "OH"
  ],
  "websites": [
    "https://facebook.com/RETIREPEAK",
    "https://linkedin.com/COMPANY/PEAK-WEALTH-SOLUTIONS",
    "https://retirepeak.com",
    "https://twitter.com/RETIREPEAK"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/127391",
  "city_as_filed": "PEPPER PIKE",
  "url": "https://advisorcensus.com/firm/peak-wealth-solutions-pepper-pike-oh-127391",
  "display_name": "Peak Wealth Solutions",
  "summary": "Peak Wealth Solutions is an SEC-registered investment advisory firm in Pepper Pike, OH, registered since 2010, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 28, 2026.",
  "citation": "AdvisorCensus. Peak Wealth Solutions (CRD 127391): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Peak Wealth Solutions compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Peak Wealth Solutions reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other."
    },
    {
      "q": "What does Peak Wealth Solutions' brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated March 28, 2026 states: Asset-based fee: 0.35% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Peak Wealth Solutions located?",
      "a": "Peak Wealth Solutions' principal office is in Pepper Pike, OH, according to its Form ADV."
    },
    {
      "q": "Is Peak Wealth Solutions registered with the SEC or a state?",
      "a": "Peak Wealth Solutions is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 127391."
    },
    {
      "q": "How much does Peak Wealth Solutions manage?",
      "a": "Peak Wealth Solutions reports $911,579,977 in regulatory assets under management in its Form ADV filing dated March 28, 2026 (89% discretionary)."
    },
    {
      "q": "How have Peak Wealth Solutions' assets and staff changed since 2021?",
      "a": "In the Form ADV data for Peak Wealth Solutions: Regulatory assets under management: $470,000,000 in the October 2021 data and $911,579,977 in the October 2026 data, up 94%. Total employees: 10 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Peak Wealth Solutions serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (364); high net worth individuals (312); pension and profit sharing plans (but not the plan participants or government pension plans) (32)."
    },
    {
      "q": "Which custodians does Peak Wealth Solutions use?",
      "a": "Peak Wealth Solutions' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Peak Wealth Solutions report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/127391"
    },
    {
      "q": "What changed in Peak Wealth Solutions' recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $789,182,723 to $911,579,977 (+16%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 470000000.0,
      "total_employees": 10,
      "filing_date": "2021-03-18"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 586320000.0,
      "total_employees": 11,
      "filing_date": "2022-03-10"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 550962000.0,
      "total_employees": 11,
      "filing_date": "2023-03-20"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 657775000.0,
      "total_employees": 11,
      "filing_date": "2024-03-08"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 789182723.0,
      "total_employees": 10,
      "filing_date": "2025-03-21"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 911579977.0,
      "total_employees": 10,
      "filing_date": "2026-03-28"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $789,182,723 to $911,579,977 (+16%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 28, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.35% to 1.5% a year",
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.35% to 1.5% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "This fee ranges from 0.35% to 1.50% of assets under management, and are based on several factors such as the nature of the assets, the services provided, and the amount of assets being managed."
        ]
      }
    ],
    "quotes": [
      "This fee ranges from 0.35% to 1.50% of assets under management, and are based on several factors such as the nature of the assets, the services provided, and the amount of assets being managed."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/peak-wealth-solutions-pepper-pike-oh-127391.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 364,
      "fewer_than_5": false,
      "raum": 114955124.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 312,
      "fewer_than_5": false,
      "raum": 682106037.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 32,
      "fewer_than_5": false,
      "raum": 96110560.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 7,
      "fewer_than_5": false,
      "raum": 15295512.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 3,
      "fewer_than_5": true,
      "raum": 3112744.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/127391",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}