# Peak Wealth Management, LLC

> Peak Wealth Management, LLC is an SEC-registered investment advisory firm in Plymouth, MI, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 166944
- Filed as: PEAK WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Plymouth, MI
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/166944
- AdvisorCensus page: https://advisorcensus.com/firm/peak-wealth-management-llc-plymouth-mi-166944

## Quick answers

**How is Peak Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Peak Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**What does Peak Wealth Management, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 26, 2026 states: Up to $3,000,000: 1% a year; Above $3,000,001: 0.75% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Peak Wealth Management, LLC located?**
Peak Wealth Management, LLC's principal office is in Plymouth, MI, according to its Form ADV.

**Is Peak Wealth Management, LLC registered with the SEC or a state?**
Peak Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 166944.

**How much does Peak Wealth Management, LLC manage?**
Peak Wealth Management, LLC reports $446,000,000 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**How have Peak Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Peak Wealth Management, LLC: Regulatory assets under management: $183,900,000 in the October 2021 data and $446,000,000 in the October 2026 data, up 143%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Peak Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (520); high net worth individuals (123).

**Which custodians does Peak Wealth Management, LLC use?**
Peak Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Peak Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/166944

**Does Peak Wealth Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 26, 2026 says: "We offer our services to individuals. We require a minimum account size of $500,000, which can be waived at our discretion."

**What changed in Peak Wealth Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $352,000,000 to $446,000,000 (+27%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 26, 2026)

- Up to $3,000,000: 1% a year
- Above $3,000,001: 0.75% a year

> Fees for accounts are calculated and billed quarterly in advance using the annualized rates below. Custodian Reported Value of Account Management Fee Up to $3,000,000 1.00% $3,000,001 and Above 0.75%

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> We offer our services to individuals. We require a minimum account size of $500,000, which can be waived at our discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $446,000,000
- Discretionary: $446,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 520 | $164,000,000 |
| High net worth individuals | 123 | $282,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2019 (7 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL, MI, OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- https/www.instagram.com/explore/locations/200579866749175/peak-wealth-management
- peakwm.com
- Facebook @PEAKWEALTHMANGEMENT
- LinkedIn @HOPWOOD
- LinkedIn @JAMES-JIM-PILAT
- X @JIMPILAT
- X @NHOPWOOD1
- YouTube @PEAKWEALTHMGMT

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $183,900,000 | 3 | April 1, 2021 |
| October 2022 | $222,000,000 | 3 | March 30, 2022 |
| October 2023 | $228,000,000 | 3 | March 31, 2023 |
| October 2024 | $280,000,000 | 5 | February 20, 2024 |
| October 2025 | $352,000,000 | 4 | February 25, 2025 |
| October 2026 | $446,000,000 | 3 | March 26, 2026 |

Regulatory assets under management: $183,900,000 in the October 2021 data and $446,000,000 in the October 2026 data, up 143%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $352,000,000 to $446,000,000 (+27%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Peak Wealth Management, LLC (CRD 166944): Form ADV filing data as of October 2026.