# Peak Wealth Management LLC

> Peak Wealth Management LLC is an SEC-registered investment advisory firm in Nashua, NH, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 28, 2026.

- CRD: 281036
- Filed as: PEAK WEALTH MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Nashua, NH
- Filing period: October 2026
- Form ADV filing dated: January 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/281036
- AdvisorCensus page: https://advisorcensus.com/firm/peak-wealth-management-llc-nashua-nh-281036

## Quick answers

**How is Peak Wealth Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Peak Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Peak Wealth Management LLC charge?**
Its Form ADV Part 2A brochure dated January 28, 2026 states: Asset-based fee: 0.5% to 1.5% a year (a range, as the brochure states it); Flat fee: $500 to $5,000 (financial planning services, without availing wealth management services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Peak Wealth Management LLC located?**
Peak Wealth Management LLC's principal office is in Nashua, NH, according to its Form ADV; the February 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Peak Wealth Management LLC registered with the SEC or a state?**
Peak Wealth Management LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 281036.

**How much does Peak Wealth Management LLC manage?**
Peak Wealth Management LLC reports $156,125,904 in regulatory assets under management in its Form ADV filing dated January 28, 2026 (98% discretionary).

**How have Peak Wealth Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Peak Wealth Management LLC: Regulatory assets under management: $158,633,583 in the October 2021 data and $156,125,904 in the October 2026 data, down 2%. Total employees: 2 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Peak Wealth Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (141); high net worth individuals (67).

**Which custodians does Peak Wealth Management LLC use?**
Peak Wealth Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Peak Wealth Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/281036

**Does Peak Wealth Management LLC state an account minimum?**
Its Form ADV Part 2A brochure dated January 28, 2026 says: "PWM generally requires a minimum relationship size of $250,000, which may be reduced at the sole discretion of the Advisor."

**What changed in Peak Wealth Management LLC's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $137,741,238 to $156,125,904 (+13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated January 28, 2026)

- Asset-based fee: 0.5% to 1.5% a year (a range, as the brochure states it)

> Investment advisory fees range from 0.50% to 1.50% annually based on several factors, including: the complexity of the services to be provided, the level of assets to be managed, and the overall relationship with the Advisor.

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> PWM generally requires a minimum relationship size of $250,000, which may be reduced at the sole discretion of the Advisor.

- Flat fee: $500 to $5,000 (financial planning services, without availing wealth management services)

> PWM offers financial planning services, without availing wealth management services, for a fixed fee ranging from $500 to $5,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $156,125,904
- Discretionary: $152,340,622
- Non-discretionary: $3,785,282

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 141 | $18,148,472 |
| High net worth individuals | 67 | $134,192,150 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $3,785,282 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2020 (6 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA, ME, NH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the February 2026 filing
- Melrose, MA

### Websites listed on Form ADV (Item 1.I)
- peakwealthnh.com
- LinkedIn @peakwealthmanagement
- LinkedIn @johngarrity
- LinkedIn @noah-gauthier-crpc®-66a3663b
- LinkedIn @steven-schnobrich

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $158,633,583 | 2 | February 5, 2021 |
| October 2022 | $119,761,458 | 2 | February 2, 2022 |
| October 2023 | $93,582,459 | 3 | August 15, 2023 |
| October 2024 | $119,806,901 | 3 | March 15, 2024 |
| October 2025 | $137,741,238 | 3 | February 14, 2025 |
| October 2026 | $156,125,904 | 3 | January 28, 2026 |

Regulatory assets under management: $158,633,583 in the October 2021 data and $156,125,904 in the October 2026 data, down 2%.
Total employees: 2 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $137,741,238 to $156,125,904 (+13%).

### December 2025
- Registered or notice-filed in ME.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Peak Wealth Management LLC (CRD 281036): Form ADV filing data as of October 2026.