# Peak Wealth Advisors, Inc.

> Peak Wealth Advisors, Inc. is a state-registered investment advisory firm in San Luis Obispo, CA, registered since 2009, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 149922
- Filed as: PEAK WEALTH ADVISORS, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: San Luis Obispo, CA
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/149922
- AdvisorCensus page: https://advisorcensus.com/firm/peak-wealth-advisors-inc-san-luis-obispo-ca-149922

## Quick answers

**How is Peak Wealth Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Peak Wealth Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Peak Wealth Advisors, Inc. located?**
Peak Wealth Advisors, Inc.'s principal office is in San Luis Obispo, CA, according to its Form ADV.

**Is Peak Wealth Advisors, Inc. registered with the SEC or a state?**
Peak Wealth Advisors, Inc. is a state-registered investment advisory firm, registered since 2009. Status as filed: APPROVED. CRD 149922.

**How much does Peak Wealth Advisors, Inc. manage?**
Peak Wealth Advisors, Inc. reports $98,589,179 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (84% discretionary).

**What types of clients does Peak Wealth Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (179); high net worth individuals (59); corporations or other businesses not listed above (5).

**Does Peak Wealth Advisors, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/149922

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $98,589,179
- Discretionary: $82,357,202
- Non-discretionary: $16,231,977

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 179 | $23,192,930 |
| High net worth individuals | 59 | $74,326,249 |
| Corporations or other businesses not listed above | 5 | $1,070,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2009 (16 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [peakdivorce.com](https://peakdivorce.com)
- [peakwealth.com](https://peakwealth.com)
- Facebook @PeakAdvisor
- Facebook @donald.h.ramirez
- Facebook @helen.sipsas
- LinkedIn @donaldramirez
- LinkedIn @helensipsas

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Peak Wealth Advisors, Inc. (CRD 149922): Form ADV filing data as of October 2026.