# Peak Rock Capital LLC

> Peak Rock Capital LLC is an SEC-registered investment advisory firm in Austin, TX, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 165138
- Filed as: PEAK ROCK CAPITAL LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Austin, TX
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/165138
- AdvisorCensus page: https://advisorcensus.com/firm/peak-rock-capital-llc-austin-tx-165138

## Quick answers

**How is Peak Rock Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Peak Rock Capital LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Peak Rock Capital LLC located?**
Peak Rock Capital LLC's principal office is in Austin, TX, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Peak Rock Capital LLC registered with the SEC or a state?**
Peak Rock Capital LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 165138.

**How much does Peak Rock Capital LLC manage?**
Peak Rock Capital LLC reports $7,275,042,023 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Peak Rock Capital LLC's assets and staff changed since 2021?**
In the Form ADV data for Peak Rock Capital LLC: Regulatory assets under management: $2,985,196,318 in the October 2021 data and $7,275,042,023 in the October 2026 data, up 144%. Total employees: 48 in October 2021 and 55 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Peak Rock Capital LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (29).

**Does Peak Rock Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/165138

**What changed in Peak Rock Capital LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 59 to 55. Regulatory assets under management went from $4,556,258,705 to $7,275,042,023 (+60%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $7,275,042,023
- Discretionary: $7,275,042,023
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 29 | $7,275,042,023 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 55 total, 55 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- London

### Websites listed on Form ADV (Item 1.I)
- peakrockcapital.com
- LinkedIn @peak-rock-capital-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $2,985,196,318 | 48 | May 28, 2021 |
| October 2022 | $3,631,236,568 | 51 | May 31, 2022 |
| October 2023 | $3,895,504,201 | 52 | April 26, 2023 |
| October 2024 | $4,523,105,578 | 54 | April 30, 2024 |
| October 2025 | $4,556,258,705 | 59 | March 31, 2025 |
| October 2026 | $7,275,042,023 | 55 | March 31, 2026 |

Regulatory assets under management: $2,985,196,318 in the October 2021 data and $7,275,042,023 in the October 2026 data, up 144%.
Total employees: 48 in October 2021 and 55 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 59 to 55.
- Regulatory assets under management went from $4,556,258,705 to $7,275,042,023 (+60%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Peak Rock Capital LLC (CRD 165138): Form ADV filing data as of October 2026.