# Peak Retirement Planning, Inc.

> Peak Retirement Planning, Inc. is an SEC-registered investment advisory firm in Columbus, OH, registered since 2024, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 1, 2026.

- CRD: 317592
- Filed as: PEAK RETIREMENT PLANNING, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Columbus, OH
- Filing period: October 2026
- Form ADV filing dated: September 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/317592
- AdvisorCensus page: https://advisorcensus.com/firm/peak-retirement-planning-inc-columbus-oh-317592

## Quick answers

**How is Peak Retirement Planning, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Peak Retirement Planning, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Peak Retirement Planning, Inc. charge?**
Its Form ADV Part 2A brochure dated July 8, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states); Flat fee: $2,000 (estate planning). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Peak Retirement Planning, Inc. located?**
Peak Retirement Planning, Inc.'s principal office is in Columbus, OH, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Peak Retirement Planning, Inc. registered with the SEC or a state?**
Peak Retirement Planning, Inc. is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 317592.

**How much does Peak Retirement Planning, Inc. manage?**
Peak Retirement Planning, Inc. reports $631,022,251 in regulatory assets under management in its Form ADV filing dated September 1, 2026 (100% discretionary).

**How have Peak Retirement Planning, Inc.'s assets and staff changed since 2024?**
In the Form ADV data for Peak Retirement Planning, Inc.: Regulatory assets under management: $151,897,000 in the October 2024 data and $631,022,251 in the October 2026 data, up 315%. Total employees: 14 in October 2024 and 22 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Peak Retirement Planning, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (565); high net worth individuals (345).

**Which custodians does Peak Retirement Planning, Inc. use?**
Peak Retirement Planning, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Altruist as a custodian holding 10% or more of its separately managed account assets.

**Does Peak Retirement Planning, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317592

**Does Peak Retirement Planning, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated July 8, 2026 says: "There is no minimum account size to open and maintain an advisory account."

**What changed in Peak Retirement Planning, Inc.'s recent Form ADV filings?**
In the October 2026 filing data: Registered or notice-filed in KY.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 8, 2026)

- Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states)

> Annual fees are a maximum of 1.50%.

> Total Account Value Maximum Annual Advisory Fee All Values 1.50%

- Account minimum: None

> There is no minimum account size to open and maintain an advisory account.

- Flat fee: $2,000 (estate planning)

> Fees are charged at a flat rate and may range up to $2,000 per engagement.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Altruist

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $631,022,251
- Discretionary: $631,022,251
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 565 | $153,805,726 |
| High net worth individuals | 345 | $477,216,525 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2024 (2 years)
- Employees: 22 total, 16 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, CA, CO, FL, GA, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, NC, NE, NV, NY, OH, OK, PA, TN, TX, VA, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Columbus, OH

### Websites listed on Form ADV (Item 1.I)
- peakretirementplanning.com
- Facebook @Peak-Retirement-Planning-Inc-111615534737309
- LinkedIn @82548217
- YouTube @peakretirementplanninginc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $151,897,000 | 14 | September 4, 2024 |
| October 2025 | $242,470,000 | 28 | July 11, 2025 |
| October 2026 | $631,022,251 | 22 | September 1, 2026 |

Regulatory assets under management: $151,897,000 in the October 2024 data and $631,022,251 in the October 2026 data, up 315%.
Total employees: 14 in October 2024 and 22 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Registered or notice-filed in KY.

### June 2026
- Registered or notice-filed in NV, TN.

### April 2026
- Regulatory assets under management went from $416,358,000 to $631,022,251 (+52%).
- Changed its office addresses in Columbus, OH.
- Registered or notice-filed in AL, MA, MN, OK.

### December 2025
- Regulatory assets under management went from $242,470,000 to $416,358,000 (+72%).
- Employees performing advisory functions went from 13 to 16.
- Registered or notice-filed in IN, KS, MO, WA, WI.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Peak Retirement Planning, Inc. (CRD 317592): Form ADV filing data as of October 2026.