{
  "crd_number": 317592,
  "slug": "peak-retirement-planning-inc-columbus-oh-317592",
  "primary_business_name": "PEAK RETIREMENT PLANNING, INC.",
  "legal_name": "PEAK RETIREMENT PLANNING, INC.",
  "dbas": [],
  "city": "Columbus",
  "state": "OH",
  "country": "United States",
  "cbsa_code": "18140",
  "metro": {
    "cbsa_code": "18140",
    "common_name": "Columbus",
    "msa_name": "Columbus, OH",
    "path": "/advisors/oh/columbus"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-05-21",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-09-01",
  "carried_forward": false,
  "raum_total": 631022251.0,
  "raum_discretionary": 631022251.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 22,
  "advisory_employees": 16,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 153805726.0,
      "count": 565
    },
    "high_net_worth_individuals": {
      "raum": 477216525.0,
      "count": 345
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AL",
    "CA",
    "CO",
    "FL",
    "GA",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "MI",
    "MN",
    "MO",
    "NC",
    "NE",
    "NV",
    "NY",
    "OH",
    "OK",
    "PA",
    "TN",
    "TX",
    "VA",
    "WA",
    "WI"
  ],
  "websites": [
    "https://facebook.com/Peak-Retirement-Planning-Inc-111615534737309",
    "https://linkedin.com/company/82548217/admin",
    "https://peakretirementplanning.com",
    "https://youtube.com/@peakretirementplanninginc"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/317592",
  "city_as_filed": "COLUMBUS",
  "url": "https://advisorcensus.com/firm/peak-retirement-planning-inc-columbus-oh-317592",
  "display_name": "Peak Retirement Planning, Inc.",
  "summary": "Peak Retirement Planning, Inc. is an SEC-registered investment advisory firm in Columbus, OH, registered since 2024, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 1, 2026.",
  "citation": "AdvisorCensus. Peak Retirement Planning, Inc. (CRD 317592): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Peak Retirement Planning, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Peak Retirement Planning, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Peak Retirement Planning, Inc. charge?",
      "a": "Its Form ADV Part 2A brochure dated July 8, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Peak Retirement Planning, Inc. located?",
      "a": "Peak Retirement Planning, Inc.'s principal office is in Columbus, OH, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Peak Retirement Planning, Inc. registered with the SEC or a state?",
      "a": "Peak Retirement Planning, Inc. is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 317592."
    },
    {
      "q": "How much does Peak Retirement Planning, Inc. manage?",
      "a": "Peak Retirement Planning, Inc. reports $631,022,251 in regulatory assets under management in its Form ADV filing dated September 1, 2026 (100% discretionary)."
    },
    {
      "q": "How have Peak Retirement Planning, Inc.'s assets and staff changed since 2024?",
      "a": "In the Form ADV data for Peak Retirement Planning, Inc.: Regulatory assets under management: $151,897,000 in the October 2024 data and $631,022,251 in the October 2026 data, up 315%. Total employees: 14 in October 2024 and 22 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Peak Retirement Planning, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (565); high net worth individuals (345)."
    },
    {
      "q": "Which custodians does Peak Retirement Planning, Inc. use?",
      "a": "Peak Retirement Planning, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Altruist as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Peak Retirement Planning, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317592"
    },
    {
      "q": "Does Peak Retirement Planning, Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated July 8, 2026 says: \"There is no minimum account size to open and maintain an advisory account.\""
    },
    {
      "q": "What changed in Peak Retirement Planning, Inc.'s recent Form ADV filings?",
      "a": "In the October 2026 filing data: Registered or notice-filed in KY."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 151897000.0,
      "total_employees": 14,
      "filing_date": "2024-09-04"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 242470000.0,
      "total_employees": 28,
      "filing_date": "2025-07-11"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 631022251.0,
      "total_employees": 22,
      "filing_date": "2026-09-01"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Registered or notice-filed in KY."
      ]
    },
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Registered or notice-filed in NV, TN."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $416,358,000 to $631,022,251 (+52%).",
        "Changed its office addresses in Columbus, OH.",
        "Registered or notice-filed in AL, MA, MN, OK."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Regulatory assets under management went from $242,470,000 to $416,358,000 (+72%).",
        "Employees performing advisory functions went from 13 to 16.",
        "Registered or notice-filed in IN, KS, MO, WA, WI."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated July 8, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "1.5% of assets a year",
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "Annual fees are a maximum of 1.50%.",
          "Total Account Value    Maximum Annual Advisory Fee\n           All Values                                                                            1.50%"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "There is no minimum account size to open and maintain an advisory account."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": 1.5,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Annual fees are a maximum of 1.50%.",
      "Total Account Value    Maximum Annual Advisory Fee\n           All Values                                                                            1.50%",
      "There is no minimum account size to open and maintain an advisory account."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Altruist",
      "name_as_filed": "ALTRUIST",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/peak-retirement-planning-inc-columbus-oh-317592.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 565,
      "fewer_than_5": false,
      "raum": 153805726.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 345,
      "fewer_than_5": false,
      "raum": 477216525.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/317592",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}