# Peak Planning Group, LLC

> Peak Planning Group, LLC is an SEC-registered investment advisory firm in Centennial, CO, registered since 2017, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 9, 2026.

- CRD: 289891
- Filed as: PEAK PLANNING GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Centennial, CO
- Filing period: October 2026
- Form ADV filing dated: July 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/289891
- AdvisorCensus page: https://advisorcensus.com/firm/peak-planning-group-llc-centennial-co-289891

## Quick answers

**How is Peak Planning Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Peak Planning Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Peak Planning Group, LLC charge?**
Its Form ADV Part 2A brochure dated July 9, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Peak Planning Group, LLC located?**
Peak Planning Group, LLC's principal office is in Centennial, CO, according to its Form ADV; the August 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Peak Planning Group, LLC registered with the SEC or a state?**
Peak Planning Group, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 289891.

**How much does Peak Planning Group, LLC manage?**
Peak Planning Group, LLC reports $709,995,204 in regulatory assets under management in its Form ADV filing dated July 9, 2026 (100% discretionary).

**How have Peak Planning Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for Peak Planning Group, LLC: Regulatory assets under management: $215,033,442 in the October 2021 data and $709,995,204 in the October 2026 data, up 230%. Total employees: 6 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Peak Planning Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (664); high net worth individuals (174).

**Which custodians does Peak Planning Group, LLC use?**
Peak Planning Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Raymond James & Associates, Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Peak Planning Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/289891

**What changed in Peak Planning Group, LLC's recent Form ADV filings?**
In the June 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 9, 2026)

- Asset-based fee: up to 2% of assets a year (the maximum the brochure states)

> Investment advisory fees range from up to 2.00% annually based on several factors, including: the scope and complexity of the services to be provided; the level of assets to be managed; and the overall relationship with the Advisor.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Raymond James & Associates, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $709,995,204
- Discretionary: $706,668,743
- Non-discretionary: $3,326,461

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 664 | $203,055,873 |
| High net worth individuals | 174 | $505,055,504 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $1,505,425 |
| Charitable organizations | Fewer than 5 | $378,402 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2017 (9 years)
- Employees: 11 total, 7 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AR, AZ, CA, CO, FL, GA, HI, IL, MT, NC, NE, NJ, NY, OR, SC, TN, TX, VA, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Asheville, NC
- Hilo, HI
- Raleigh, NC

### Websites listed on Form ADV (Item 1.I)
- peakplan.com
- LinkedIn @peak-planning-group-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $215,033,442 | 6 | June 3, 2021 |
| October 2022 | $254,580,447 | 3 | July 8, 2022 |
| October 2023 | $230,379,368 | 3 | March 24, 2023 |
| October 2024 | $272,196,442 | 6 | February 21, 2024 |
| October 2025 | $650,935,386 | 10 | April 7, 2025 |
| October 2026 | $709,995,204 | 11 | July 9, 2026 |

Regulatory assets under management: $215,033,442 in the October 2021 data and $709,995,204 in the October 2026 data, up 230%.
Total employees: 6 in October 2021 and 11 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 5 to 7.
- Changed its office addresses in Asheville, NC.
- Changed its office addresses in Raleigh, NC.
- Registered or notice-filed in IL, MT, NE.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Peak Planning Group, LLC (CRD 289891): Form ADV filing data as of October 2026.