{
  "crd_number": 289891,
  "slug": "peak-planning-group-llc-centennial-co-289891",
  "primary_business_name": "PEAK PLANNING GROUP, LLC",
  "legal_name": "PEAK PLANNING GROUP, LLC",
  "dbas": [],
  "city": "Centennial",
  "state": "CO",
  "country": "United States",
  "cbsa_code": "19740",
  "metro": {
    "cbsa_code": "19740",
    "common_name": "Denver",
    "msa_name": "Denver-Aurora-Centennial, CO",
    "path": "/advisors/co/denver"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2017-09-29",
  "years_registered": 9,
  "period": "2026-10-01",
  "filing_date": "2026-07-09",
  "carried_forward": false,
  "raum_total": 709995204.0,
  "raum_discretionary": 706668743.0,
  "raum_non_discretionary": 3326461.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 11,
  "advisory_employees": 7,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 378402.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 203055873.0,
      "count": 664
    },
    "pension_profit_sharing": {
      "raum": 1505425.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 505055504.0,
      "count": 174
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AR",
    "AZ",
    "CA",
    "CO",
    "FL",
    "GA",
    "HI",
    "IL",
    "MT",
    "NC",
    "NE",
    "NJ",
    "NY",
    "OR",
    "SC",
    "TN",
    "TX",
    "VA",
    "WA"
  ],
  "websites": [
    "https://linkedin.com/company/peak-planning-group-llc?viewAsMember=true",
    "https://peakplan.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/289891",
  "city_as_filed": "CENTENNIAL",
  "url": "https://advisorcensus.com/firm/peak-planning-group-llc-centennial-co-289891",
  "display_name": "Peak Planning Group, LLC",
  "summary": "Peak Planning Group, LLC is an SEC-registered investment advisory firm in Centennial, CO, registered since 2017, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 9, 2026.",
  "citation": "AdvisorCensus. Peak Planning Group, LLC (CRD 289891): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Peak Planning Group, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Peak Planning Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Peak Planning Group, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated July 9, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states); Flat fee: $1,000 to $10,000 (financial planning services); Flat fee: $1,000 to $5,000 (consulting services); Hourly rate: $325 an hour (financial planning services upon termination). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Peak Planning Group, LLC located?",
      "a": "Peak Planning Group, LLC's principal office is in Centennial, CO, according to its Form ADV; the August 2026 filing also lists 3 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Peak Planning Group, LLC registered with the SEC or a state?",
      "a": "Peak Planning Group, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 289891."
    },
    {
      "q": "How much does Peak Planning Group, LLC manage?",
      "a": "Peak Planning Group, LLC reports $709,995,204 in regulatory assets under management in its Form ADV filing dated July 9, 2026 (100% discretionary)."
    },
    {
      "q": "How have Peak Planning Group, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Peak Planning Group, LLC: Regulatory assets under management: $215,033,442 in the October 2021 data and $709,995,204 in the October 2026 data, up 230%. Total employees: 6 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Peak Planning Group, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (664); high net worth individuals (174)."
    },
    {
      "q": "Which custodians does Peak Planning Group, LLC use?",
      "a": "Peak Planning Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Raymond James & Associates, Inc. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Peak Planning Group, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/289891"
    },
    {
      "q": "What changed in Peak Planning Group, LLC's recent Form ADV filings?",
      "a": "In the June 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 215033442.0,
      "total_employees": 6,
      "filing_date": "2021-06-03"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 254580447.0,
      "total_employees": 3,
      "filing_date": "2022-07-08"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 230379368.0,
      "total_employees": 3,
      "filing_date": "2023-03-24"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 272196442.0,
      "total_employees": 6,
      "filing_date": "2024-02-21"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 650935386.0,
      "total_employees": 10,
      "filing_date": "2025-04-07"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 709995204.0,
      "total_employees": 11,
      "filing_date": "2026-07-09"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 5 to 7.",
        "Changed its office addresses in Asheville, NC.",
        "Changed its office addresses in Raleigh, NC.",
        "Registered or notice-filed in IL, MT, NE."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated July 9, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "2% of assets a year",
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $1,000 to $10,000 (financial planning services)",
      "Flat fee: $1,000 to $5,000 (consulting services)",
      "Hourly rate: $325 an hour (financial planning services upon termination)"
    ],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 2% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "Investment advisory fees range from up to 2.00% annually based on several factors, including: the scope and complexity of the services to be provided; the level of assets to be managed; and the overall relationship with the Advisor."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $1,000 to $10,000 (financial planning services)"
        ],
        "quotes": [
          "Peak Planning offers financial planning services for a fixed engagement fee ranging from $1,000 to $10,000 per engagement."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $1,000 to $5,000 (consulting services)"
        ],
        "quotes": [
          "Peak Planning offers consulting services for a fixed engagement fee ranging from $1,000 to $5,000 per engagement."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $325 an hour (financial planning services upon termination)"
        ],
        "quotes": [
          "Upon termination, fees will be prorated to the date of termination and any unearned portion of the fee will be refunded to the Client based on an hourly rate of $325."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": 2.0,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": 1000.0,
          "max": 10000.0,
          "period": "one_time",
          "service": "financial planning services"
        },
        {
          "kind": "flat",
          "amount": null,
          "min": 1000.0,
          "max": 5000.0,
          "period": "one_time",
          "service": "consulting services"
        },
        {
          "kind": "hourly",
          "amount": 325.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "financial planning services upon termination"
        }
      ]
    },
    "quotes": [
      "Investment advisory fees range from up to 2.00% annually based on several factors, including: the scope and complexity of the services to be provided; the level of assets to be managed; and the overall relationship with the Advisor.",
      "Peak Planning offers financial planning services for a fixed engagement fee ranging from $1,000 to $10,000 per engagement.",
      "Peak Planning offers consulting services for a fixed engagement fee ranging from $1,000 to $5,000 per engagement.",
      "Upon termination, fees will be prorated to the date of termination and any unearned portion of the fee will be refunded to the Client based on an hourly rate of $325."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Raymond James & Associates, Inc.",
      "name_as_filed": "RAYMOND JAMES & ASSOCIATES, INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/peak-planning-group-llc-centennial-co-289891.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 664,
      "fewer_than_5": false,
      "raum": 203055873.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 174,
      "fewer_than_5": false,
      "raum": 505055504.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 1505425.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 378402.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/289891",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}