# Peak Nine Capital Advisors, LLC

> Peak Nine Capital Advisors, LLC is an SEC-registered investment advisory firm in Naples, FL, registered since 2026, with no regulatory assets under management reported in its Form ADV filing dated August 4, 2026.

- CRD: 343681
- Filed as: PEAK NINE CAPITAL ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: 120-Day Approval)
- Location: Naples, FL
- Filing period: October 2026
- Form ADV filing dated: August 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/343681
- AdvisorCensus page: https://advisorcensus.com/firm/peak-nine-capital-advisors-llc-naples-fl-343681

## Quick answers

**How is Peak Nine Capital Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Peak Nine Capital Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does Peak Nine Capital Advisors, LLC charge?**
Its Form ADV Part 2A brochure dated August 4, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Peak Nine Capital Advisors, LLC located?**
Peak Nine Capital Advisors, LLC's principal office is in Naples, FL, according to its Form ADV.

**Is Peak Nine Capital Advisors, LLC registered with the SEC or a state?**
Peak Nine Capital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 343681.

**Does Peak Nine Capital Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/343681

**Does Peak Nine Capital Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated August 4, 2026 says: "Its minimum account size is $10,000,000." "The Adviser generally requires that clients maintain a minimum account size of $10,000,000."

**What changed in Peak Nine Capital Advisors, LLC's recent Form ADV filings?**
In the September 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated August 4, 2026)

- Asset-based fee: 1% of assets a year

> In general, the investment management fee is 1% per annum, based on the value of the client’s assets under management.

- Account minimum: $10,000,000

> Its minimum account size is $10,000,000.

> The Adviser generally requires that clients maintain a minimum account size of $10,000,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Advisory services (Item 5.G)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2026 (0 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Changes in the filing (last 12 months)

### September 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Peak Nine Capital Advisors, LLC (CRD 343681): Form ADV filing data as of October 2026.