# Peak Investment Solutions, LLC

> Peak Investment Solutions, LLC is a state-registered investment advisory firm in Roseville, CA, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 6, 2026.

- CRD: 134846
- Filed as: PEAK INVESTMENT SOLUTIONS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Roseville, CA
- Filing period: October 2026
- Form ADV filing dated: March 6, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/134846
- AdvisorCensus page: https://advisorcensus.com/firm/peak-investment-solutions-llc-roseville-ca-134846

## Quick answers

**How is Peak Investment Solutions, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Peak Investment Solutions, LLC reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Peak Investment Solutions, LLC located?**
Peak Investment Solutions, LLC's principal office is in Roseville, CA, according to its Form ADV.

**Is Peak Investment Solutions, LLC registered with the SEC or a state?**
Peak Investment Solutions, LLC is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 134846.

**How much does Peak Investment Solutions, LLC manage?**
Peak Investment Solutions, LLC reports $77,440,463 in regulatory assets under management in its Form ADV filing dated March 6, 2026 (100% discretionary).

**What types of clients does Peak Investment Solutions, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (65); high net worth individuals (13); pension and profit sharing plans (but not the plan participants or government pension plans) (5).

**Does Peak Investment Solutions, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/134846

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Regulatory assets under management (Item 5.F)
- Total: $77,440,463
- Discretionary: $77,440,463
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 65 | $30,519,643 |
| High net worth individuals | 13 | $40,985,929 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $5,043,857 |
| Corporations or other businesses not listed above | 1 | $891,034 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 4 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- peakis.net

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Peak Investment Solutions, LLC (CRD 134846): Form ADV filing data as of October 2026.