# Peak Financial Planning > Peak Financial Planning is an SEC-registered investment advisory firm in Canoga Park, CA, registered since 2026, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 3, 2026. - CRD: 317288 - Filed as: PEAK FINANCIAL PLANNING - Legal name: Peak Financial Planning, LLC - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Canoga Park, CA - Filing period: October 2026 - Form ADV filing dated: August 3, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/317288 - AdvisorCensus page: https://advisorcensus.com/firm/peak-financial-planning-canoga-park-ca-317288 ## Quick answers **How is Peak Financial Planning compensated?** On its Form ADV (Item 5.E, October 2026), Peak Financial Planning reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). **How much does Peak Financial Planning charge?** Its Form ADV Part 2A brochure dated August 3, 2026 states: Subscription: $1,000 a month (Comprehensive Financial Planning). Fees can differ by service and may be negotiable; the brochure is the complete statement. **Where is Peak Financial Planning located?** Peak Financial Planning's principal office is in Canoga Park, CA, according to its Form ADV; the September 2026 filing also lists 3 other offices (Schedule D, Section 1.F). **Is Peak Financial Planning registered with the SEC or a state?** Peak Financial Planning is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 317288. **How much does Peak Financial Planning manage?** Peak Financial Planning reports $93,000,000 in regulatory assets under management in its Form ADV filing dated August 3, 2026 (100% discretionary). **What types of clients does Peak Financial Planning serve?** By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (45); high net worth individuals (37). **Which custodians does Peak Financial Planning use?** Peak Financial Planning's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Altruist Financial LLC and Charles Schwab & Co., Inc. as custodians holding 10% or more of its separately managed account assets. **Does Peak Financial Planning report any disciplinary disclosures?** Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317288 **Does Peak Financial Planning state an account minimum?** Its Form ADV Part 2A brochure dated August 3, 2026 says: "We do not have a minimum account size requirement." **What changed in Peak Financial Planning's recent Form ADV filings?** In the August 2026 filing data: Employees performing advisory functions went from 4 to 7. Added an office in Jacksonville, FL. Added an office in Keystone Heights, FL. Added an office in Phoenix, AZ. Registered or notice-filed in AZ. ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management - Fixed fees (other than subscription fees) ### Fees and minimums (Form ADV Part 2A brochure dated August 3, 2026) - Account minimum: None > We do not have a minimum account size requirement. - Subscription: $1,000 a month (Comprehensive Financial Planning) > The engagement is 4 months in duration and consists of an upfront charge of $5,000 and monthly fee that is paid in advance at the rate of $1,000 per month for a total of $9,000 . As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Custodians (Schedule D, Section 5.K(3)) - Altruist Financial LLC - Charles Schwab & Co., Inc. Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $93,000,000 - Discretionary: $93,000,000 - Non-discretionary: $0 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 45 | $24,500,000 | | High net worth individuals | 37 | $68,500,000 | | Banking or thrift institutions | 0 | $0 | | Investment companies | 0 | $0 | | Business development companies | 0 | $0 | | Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 | | Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 | | Charitable organizations | 0 | $0 | | State or municipal government entities (including government pension plans) | 0 | $0 | | Other investment advisers | 0 | $0 | | Insurance companies | 0 | $0 | | Sovereign wealth funds and foreign official institutions | 0 | $0 | | Corporations or other businesses not listed above | 0 | $0 | | Other | 0 | $0 | ### Advisory services (Item 5.G) - Financial planning services - Portfolio management for individuals and/or small businesses ### Firm details - Registered since: 2026 (0 years) - Employees: 8 total, 7 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: AZ, CA, FL, PA, TX, UT - Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11. ### Other offices (Schedule D, Section 1.F), as of the September 2026 filing - Jacksonville, FL - Keystone Heights, FL - Phoenix, AZ ### Websites listed on Form ADV (Item 1.I) - [thepeakfp.com](https://thepeakfp.com) ## Changes in the filing (last 12 months) ### August 2026 - Employees performing advisory functions went from 4 to 7. - Added an office in Jacksonville, FL. - Added an office in Keystone Heights, FL. - Added an office in Phoenix, AZ. - Registered or notice-filed in AZ. ### June 2026 - Registered or notice-filed in UT. ### May 2026 - Newly registered with the SEC. ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Peak Financial Planning (CRD 317288): Form ADV filing data as of October 2026.