# Peak Financial Consulting, Inc.

> Peak Financial Consulting, Inc. is an SEC-registered investment advisory firm in Bloomington, MN, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 25, 2026.

- CRD: 291860
- Filed as: PEAK FINANCIAL CONSULTING, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Bloomington, MN
- Filing period: October 2026
- Form ADV filing dated: February 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/291860
- AdvisorCensus page: https://advisorcensus.com/firm/peak-financial-consulting-inc-bloomington-mn-291860

## Quick answers

**How is Peak Financial Consulting, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Peak Financial Consulting, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Peak Financial Consulting, Inc. located?**
Peak Financial Consulting, Inc.'s principal office is in Bloomington, MN, according to its Form ADV.

**Is Peak Financial Consulting, Inc. registered with the SEC or a state?**
Peak Financial Consulting, Inc. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 291860.

**How much does Peak Financial Consulting, Inc. manage?**
Peak Financial Consulting, Inc. reports $132,271,141 in regulatory assets under management in its Form ADV filing dated February 25, 2026 (100% discretionary).

**How have Peak Financial Consulting, Inc.'s assets and staff changed since 2025?**
In the Form ADV data for Peak Financial Consulting, Inc.: Regulatory assets under management: $110,173,267 in the October 2025 data and $132,271,141 in the October 2026 data, up 20%. Total employees: 2 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Peak Financial Consulting, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (320); high net worth individuals (51).

**Which custodians does Peak Financial Consulting, Inc. use?**
Peak Financial Consulting, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Peak Financial Consulting, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/291860

**Does Peak Financial Consulting, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated February 25, 2026 says: "Peak requires a minimum of $250,000 to open an account. In certain instances, the minimum account size may be lowered or waived."

**What changed in Peak Financial Consulting, Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $110,173,267 to $132,271,141 (+20%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 25, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> Peak requires a minimum of $250,000 to open an account. In certain instances, the minimum account size may be lowered or waived.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $132,271,141
- Discretionary: $132,271,141
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 320 | $60,446,502 |
| High net worth individuals | 51 | $71,824,639 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2025 (1 year)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, MN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- peakfinancialconsulting.com
- LinkedIn @donald-droegemueller

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $110,173,267 | 2 | June 2, 2025 |
| October 2026 | $132,271,141 | 2 | February 25, 2026 |

Regulatory assets under management: $110,173,267 in the October 2025 data and $132,271,141 in the October 2026 data, up 20%.
Total employees: 2 in October 2025 and 2 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $110,173,267 to $132,271,141 (+20%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Peak Financial Consulting, Inc. (CRD 291860): Form ADV filing data as of October 2026.