# Peace of Mind Wealth Management

> Peace of Mind Wealth Management is an SEC-registered investment advisory firm in Raleigh, NC, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 25, 2026.

- CRD: 317067
- Filed as: PEACE OF MIND WEALTH MANAGEMENT
- Legal name: POM Investment Strategies, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Raleigh, NC
- Filing period: October 2026
- Form ADV filing dated: September 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/317067
- AdvisorCensus page: https://advisorcensus.com/firm/peace-of-mind-wealth-management-raleigh-nc-317067

## Quick answers

**How is Peace of Mind Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Peace of Mind Wealth Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Peace of Mind Wealth Management charge?**
Its Form ADV Part 2A brochure dated April 15, 2026 states: Flat fee: $2,500 to $10,000 (Financial Planning fees); Hourly rate: $350 an hour (this purpose). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Peace of Mind Wealth Management located?**
Peace of Mind Wealth Management's principal office is in Raleigh, NC, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Peace of Mind Wealth Management registered with the SEC or a state?**
Peace of Mind Wealth Management is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 317067.

**How much does Peace of Mind Wealth Management manage?**
Peace of Mind Wealth Management reports $283,345,420 in regulatory assets under management in its Form ADV filing dated September 25, 2026 (100% discretionary).

**How have Peace of Mind Wealth Management's assets and staff changed since 2022?**
In the Form ADV data for Peace of Mind Wealth Management: Regulatory assets under management: $141,603,884 in the October 2022 data and $283,345,420 in the October 2026 data, up 100%. Total employees: 4 in October 2022 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Peace of Mind Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (174); high net worth individuals (150); pension and profit sharing plans (but not the plan participants or government pension plans) (5).

**Which custodians does Peace of Mind Wealth Management use?**
Peace of Mind Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. Advisor Services, Fidelity Brokerage Services LLC and Nationwide Advisory Solutions as custodians holding 10% or more of its separately managed account assets.

**Does Peace of Mind Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317067

**What changed in Peace of Mind Wealth Management's recent Form ADV filings?**
In the August 2026 filing data: Changed its office addresses in Chapel Hill, NC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated April 15, 2026)

- Flat fee: $2,500 to $10,000 (Financial Planning fees)

> Financial Planning fees are fixed fees only and range from $2,500 to $10,000.

- Hourly rate: $350 an hour (this purpose)

> The hourly rate used for this purpose is $350/hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc. Advisor Services
- Fidelity Brokerage Services LLC
- Nationwide Advisory Solutions

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $283,345,420
- Discretionary: $283,345,420
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 174 | $104,607,917 |
| High net worth individuals | 150 | $175,672,787 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $3,064,716 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2021 (4 years)
- Employees: 18 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NC, PA, SC, TX, UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Chapel Hill, NC

### Websites listed on Form ADV (Item 1.I)
- [pomwealth.net](https://pomwealth.net)
- Facebook @POMwealth
- Instagram @pomwealth
- LinkedIn @1463247
- YouTube @SecureYourRetirement

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $141,603,884 | 4 | June 28, 2022 |
| October 2023 | $137,308,755 | 7 | April 24, 2023 |
| October 2024 | $169,309,016 | 7 | September 17, 2024 |
| October 2025 | $214,091,523 | 7 | May 28, 2025 |
| October 2026 | $283,345,420 | 18 | September 25, 2026 |

Regulatory assets under management: $141,603,884 in the October 2022 data and $283,345,420 in the October 2026 data, up 100%.
Total employees: 4 in October 2022 and 18 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Changed its office addresses in Chapel Hill, NC.

### April 2026
- Employees performing advisory functions went from 6 to 7.
- Regulatory assets under management went from $214,091,523 to $283,345,420 (+32%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Peace of Mind Wealth Management (CRD 317067): Form ADV filing data as of October 2026.