{ "crd_number": 323946, "slug": "pcm-management-advisor-llc-chagrin-falls-oh-323946", "primary_business_name": "PCM MANAGEMENT ADVISOR, LLC", "legal_name": "PCM MANAGEMENT ADVISOR, LLC", "dbas": [], "city": "Chagrin Falls", "state": "OH", "country": "United States", "cbsa_code": "17410", "metro": { "cbsa_code": "17410", "common_name": "Cleveland", "msa_name": "Cleveland, OH", "path": "/advisors/oh/cleveland" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2025-06-27", "years_registered": 1, "period": "2026-10-01", "filing_date": "2026-04-09", "carried_forward": false, "raum_total": 7892536221.0, "raum_discretionary": 7808856791.0, "raum_non_discretionary": 83679430.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 495, "advisory_employees": 38, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "pooled_investment_vehicles": { "raum": 7808856791.0, "count": 23 }, "corporations_other_businesses": { "raum": 83679430.0, "count": 1, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "OH" ], "websites": [ "https://facebook.com/TPGGLOBAL", "https://instagram.com/TPGHOLDINGS", "https://instagram.com/TPGINVESTMENTS", "https://instagram.com/TPG_INCORPORATED", "https://linkedin.com/company/peppertree-capital", "https://m.youtube.com/channel/UCK6Tsh2Ql7ldOs8kmxTBvoQ?view_as=subscriber", "https://peppertreecapital.com", "https://tpg.com", "https://twitter.com/TPG", "https://twitter.com/TPGGLOBAL", "https://twitter.com/TPGSOCIAL", "https://twitter.com/TPG_GLOBAL", "https://vimeo.com/user52190696" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/323946", "city_as_filed": "CHAGRIN FALLS", "url": "https://advisorcensus.com/firm/pcm-management-advisor-llc-chagrin-falls-oh-323946", "display_name": "PCM Management Advisor, LLC", "summary": "PCM Management Advisor, LLC is an SEC-registered investment advisory firm in Chagrin Falls, OH, registered since 2025, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated April 9, 2026.", "citation": "AdvisorCensus. PCM Management Advisor, LLC (CRD 323946): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is PCM Management Advisor, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), PCM Management Advisor, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is PCM Management Advisor, LLC located?", "a": "PCM Management Advisor, LLC's principal office is in Chagrin Falls, OH, according to its Form ADV; the May 2026 filing also lists 4 other offices (Schedule D, Section 1.F)." }, { "q": "Is PCM Management Advisor, LLC registered with the SEC or a state?", "a": "PCM Management Advisor, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 323946." }, { "q": "How much does PCM Management Advisor, LLC manage?", "a": "PCM Management Advisor, LLC reports $7,892,536,221 in regulatory assets under management in its Form ADV filing dated April 9, 2026 (99% discretionary)." }, { "q": "How have PCM Management Advisor, LLC's assets and staff changed since 2025?", "a": "In the Form ADV data for PCM Management Advisor, LLC: Regulatory assets under management: $7,644,267,234 in the October 2025 data and $7,892,536,221 in the October 2026 data, up 3%. Total employees: 39 in October 2025 and 495 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does PCM Management Advisor, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (23); corporations or other businesses not listed above (1)." }, { "q": "Does PCM Management Advisor, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/323946" }, { "q": "What changed in PCM Management Advisor, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 23 to 38. Added an office in Amsterdam. Added an office in Fort Worth, TX. Added an office in New York, NY. Added an office in San Francisco, CA. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2025-10-01", "regulatory_assets_under_management": 7644267234.0, "total_employees": 39, "filing_date": "2025-07-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 7892536221.0, "total_employees": 495, "filing_date": "2026-04-09" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 23 to 38.", "Added an office in Amsterdam.", "Added an office in Fort Worth, TX.", "Added an office in New York, NY.", "Added an office in San Francisco, CA.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/pcm-management-advisor-llc-chagrin-falls-oh-323946.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 23, "fewer_than_5": false, "raum": 7808856791.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 1, "fewer_than_5": true, "raum": 83679430.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/323946", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }