# PCB Capital LLC

> PCB Capital LLC is an SEC-registered investment advisory firm in East Brunswick, NJ, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 8, 2026.

- CRD: 309784
- Filed as: PCB CAPITAL LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: East Brunswick, NJ
- Filing period: October 2026
- Form ADV filing dated: May 8, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/309784
- AdvisorCensus page: https://advisorcensus.com/firm/pcb-capital-llc-east-brunswick-nj-309784

## Quick answers

**How is PCB Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), PCB Capital LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is PCB Capital LLC located?**
PCB Capital LLC's principal office is in East Brunswick, NJ, according to its Form ADV.

**Is PCB Capital LLC registered with the SEC or a state?**
PCB Capital LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 309784.

**How much does PCB Capital LLC manage?**
PCB Capital LLC reports $184,775,085 in regulatory assets under management in its Form ADV filing dated May 8, 2026 (100% discretionary).

**How have PCB Capital LLC's assets and staff changed since 2025?**
In the Form ADV data for PCB Capital LLC: Regulatory assets under management: $122,514,248 in the October 2025 data and $184,775,085 in the October 2026 data, up 51%. Total employees: 5 in October 2025 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does PCB Capital LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (290); high net worth individuals (68).

**Which custodians does PCB Capital LLC use?**
PCB Capital LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does PCB Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/309784

**What changed in PCB Capital LLC's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $122,514,248 to $184,775,085 (+51%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $184,775,085
- Discretionary: $184,775,085
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 290 | $120,828,347 |
| High net worth individuals | 68 | $63,946,738 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NJ, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pcbfinancial.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $122,514,248 | 5 | July 22, 2025 |
| October 2026 | $184,775,085 | 5 | May 8, 2026 |

Regulatory assets under management: $122,514,248 in the October 2025 data and $184,775,085 in the October 2026 data, up 51%.
Total employees: 5 in October 2025 and 5 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $122,514,248 to $184,775,085 (+51%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. PCB Capital LLC (CRD 309784): Form ADV filing data as of October 2026.