# Payne Capital Management, LLC

> Payne Capital Management, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2008, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 147119
- Filed as: PAYNE CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/147119
- AdvisorCensus page: https://advisorcensus.com/firm/payne-capital-management-llc-new-york-ny-147119

## Quick answers

**How is Payne Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Payne Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Payne Capital Management, LLC located?**
Payne Capital Management, LLC's principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Payne Capital Management, LLC registered with the SEC or a state?**
Payne Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 147119.

**How much does Payne Capital Management, LLC manage?**
Payne Capital Management, LLC reports $1,340,509,456 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (60% discretionary).

**How have Payne Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Payne Capital Management, LLC: Regulatory assets under management: $882,165,345 in the October 2021 data and $1,340,509,456 in the October 2026 data, up 52%. Total employees: 15 in October 2021 and 17 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Payne Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (615); high net worth individuals (349); pension and profit sharing plans (but not the plan participants or government pension plans) (31).

**Which custodians does Payne Capital Management, LLC use?**
Payne Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Payne Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/147119

**What changed in Payne Capital Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $1,207,479,184 to $1,340,509,456 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,340,509,456
- Discretionary: $803,574,036
- Non-discretionary: $536,935,420

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 615 | $223,893,312 |
| High net worth individuals | 349 | $1,075,388,319 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 31 | $29,580,344 |
| Charitable organizations | 1 | $4,857 |
| Corporations or other businesses not listed above | 11 | $10,551,934 |
| Other | 4 | $1,090,690 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2008 (18 years)
- Employees: 17 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, CT, DE, FL, GA, IL, MA, MD, NC, NE, NH, NJ, NY, OH, PA, SC, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Blue Bell, PA
- Jacksonville, FL

### Websites listed on Form ADV (Item 1.I)
- bebullish.com
- moneyminutes.com
- open.spotify.com/SHOW/3X6G6TLZDZPS7YMPU1UV1Z
- paynecm.com
- paynecm.com/BOBS-MARKET-UPDATE
- podcasts.apple.com/US/PODCAST/NO-PAYNE-NO-GAIN/ID1451311447
- podcasts.apple.com/US/PODCAST/PAYNE-POINTS-OF-WEALTH/ID1465793401
- podcasts.google.com/FEED/AHR0CHM6LY9MZWVKLNBVZGJLYW4UY29TL25VCGF5BMVUB2DHAW4VZMVLZC54BWW=
- stitcher.com/SHOW/NO-PAYNE-NO-GAIN-FINANCIAL-PODCAST
- tunein.com/PODCASTS/BUSINESS--ECONOMICS-PODCASTS/NO-PAYNE-NO-GAIN-FINANCIAL-PODCAST-P1226502
- wabcradio.com/SHOW/NO-PAYNE-NO-GAIN
- Facebook @PAYNECAPITALMANAGEMENT
- Instagram @PAYNECAPITALMANAGEMENT
- LinkedIn @PAYNE-CAPITAL-MANAGEMENT
- LinkedIn @AARON-DESSEN-CFP®-168089107
- LinkedIn @BOB-PAYNE-23617A133
- LinkedIn @CHRISTOPHER-PAYNE-6564A72
- LinkedIn @COURTNEYDOMINGUEZ
- LinkedIn @FRANCESCA-LAGROTTERIA
- LinkedIn @JENNIFER-ANGELL-64875151
- LinkedIn @RYAN-PAYNE-45547A2
- TikTok @PAYNECM
- X @PAYNECMWEALTH
- YouTube @UCCHFQECINBBBCTYU6-YHQ6W
- YouTube @UCIHIC1TRTLBLOKVMJEZZRTQ

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $882,165,345 | 15 | June 16, 2021 |
| October 2022 | $1,043,695,647 | 14 | March 30, 2022 |
| October 2023 | $895,029,012 | 15 | March 24, 2023 |
| October 2024 | $1,062,479,416 | 15 | March 29, 2024 |
| October 2025 | $1,207,479,184 | 16 | March 25, 2025 |
| October 2026 | $1,340,509,456 | 17 | March 26, 2026 |

Regulatory assets under management: $882,165,345 in the October 2021 data and $1,340,509,456 in the October 2026 data, up 52%.
Total employees: 15 in October 2021 and 17 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $1,207,479,184 to $1,340,509,456 (+11%).

### January 2026
- No longer registered or notice-filed in LA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Payne Capital Management, LLC (CRD 147119): Form ADV filing data as of October 2026.