# Pawleys Investment Advisors, LLC

> Pawleys Investment Advisors, LLC is a state-registered investment advisory firm, registered since 2010, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 28, 2026.

- CRD: 155199
- Filed as: PAWLEYS INVESTMENT ADVISORS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: May 28, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/155199
- AdvisorCensus page: https://advisorcensus.com/firm/pawleys-investment-advisors-llc-155199

## Quick answers

**How is Pawleys Investment Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pawleys Investment Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Pawleys Investment Advisors, LLC registered with the SEC or a state?**
Pawleys Investment Advisors, LLC is a state-registered investment advisory firm, registered since 2010. Status as filed: APPROVED. CRD 155199.

**How much does Pawleys Investment Advisors, LLC manage?**
Pawleys Investment Advisors, LLC reports $100,684,837 in regulatory assets under management in its Form ADV filing dated May 28, 2026 (88% discretionary).

**What types of clients does Pawleys Investment Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (260); high net worth individuals (55); pooled investment vehicles (other than investment companies and business development companies) (16).

**Does Pawleys Investment Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/155199

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $100,684,837
- Discretionary: $88,784,846
- Non-discretionary: $11,899,991

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 260 | $68,643,834 |
| High net worth individuals | 55 | $17,077,249 |
| Pooled investment vehicles (other than investment companies and business development companies) | 16 | $14,613,754 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $350,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Pension consulting services

### Firm details
- Registered since: 2010 (15 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, SC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pawleysadvisors.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pawleys Investment Advisors, LLC (CRD 155199): Form ADV filing data as of October 2026.