{
  "crd_number": 155199,
  "slug": "pawleys-investment-advisors-llc-155199",
  "primary_business_name": "PAWLEYS INVESTMENT ADVISORS, LLC",
  "legal_name": "PAWLEYS INVESTMENT ADVISORS, LLC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2010-10-28",
  "years_registered": 15,
  "period": "2026-10-01",
  "filing_date": "2026-05-28",
  "carried_forward": false,
  "raum_total": 100684837.0,
  "raum_discretionary": 88784846.0,
  "raum_non_discretionary": 11899991.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 68643834.0,
      "count": 260
    },
    "pension_profit_sharing": {
      "raum": 350000.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 17077249.0,
      "count": 55
    },
    "pooled_investment_vehicles": {
      "raum": 14613754.0,
      "count": 16
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "pension_consulting",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "SC"
  ],
  "websites": [
    "https://pawleysadvisors.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/155199",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/pawleys-investment-advisors-llc-155199",
  "display_name": "Pawleys Investment Advisors, LLC",
  "summary": "Pawleys Investment Advisors, LLC is a state-registered investment advisory firm, registered since 2010, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 28, 2026.",
  "citation": "AdvisorCensus. Pawleys Investment Advisors, LLC (CRD 155199): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Pawleys Investment Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Pawleys Investment Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Is Pawleys Investment Advisors, LLC registered with the SEC or a state?",
      "a": "Pawleys Investment Advisors, LLC is a state-registered investment advisory firm, registered since 2010. Status as filed: APPROVED. CRD 155199."
    },
    {
      "q": "How much does Pawleys Investment Advisors, LLC manage?",
      "a": "Pawleys Investment Advisors, LLC reports $100,684,837 in regulatory assets under management in its Form ADV filing dated May 28, 2026 (88% discretionary)."
    },
    {
      "q": "What types of clients does Pawleys Investment Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (260); high net worth individuals (55); pooled investment vehicles (other than investment companies and business development companies) (16)."
    },
    {
      "q": "Does Pawleys Investment Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/155199"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/pawleys-investment-advisors-llc-155199.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 260,
      "fewer_than_5": false,
      "raum": 68643834.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 55,
      "fewer_than_5": false,
      "raum": 17077249.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 16,
      "fewer_than_5": false,
      "raum": 14613754.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 350000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/155199",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}