# Pavion Blue Capital, LLC

> Pavion Blue Capital, LLC is an SEC-registered investment advisory firm in Newport Beach, CA, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 301968
- Filed as: PAVION BLUE CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Newport Beach, CA
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/301968
- AdvisorCensus page: https://advisorcensus.com/firm/pavion-blue-capital-llc-newport-beach-ca-301968

## Quick answers

**How is Pavion Blue Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pavion Blue Capital, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Pavion Blue Capital, LLC located?**
Pavion Blue Capital, LLC's principal office is in Newport Beach, CA, according to its Form ADV.

**Is Pavion Blue Capital, LLC registered with the SEC or a state?**
Pavion Blue Capital, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 301968.

**How much does Pavion Blue Capital, LLC manage?**
Pavion Blue Capital, LLC reports $443,664,706 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (94% discretionary).

**How have Pavion Blue Capital, LLC's assets and staff changed since 2021?**
In the Form ADV data for Pavion Blue Capital, LLC: Regulatory assets under management: $293,426,017 in the October 2021 data and $443,664,706 in the October 2026 data, up 51%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pavion Blue Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (132); individuals (other than high net worth individuals) (18); charitable organizations (9).

**Which custodians does Pavion Blue Capital, LLC use?**
Pavion Blue Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Pavion Blue Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/301968

**What changed in Pavion Blue Capital, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $399,302,533 to $443,664,706 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $443,664,706
- Discretionary: $416,570,969
- Non-discretionary: $27,093,737

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 18 | $3,344,375 |
| High net worth individuals | 132 | $408,824,560 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 6 | $10,345,584 |
| Charitable organizations | 9 | $3,030,129 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 7 | $18,120,058 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2019 (7 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NH, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pavionbluecapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $293,426,017 | 4 | October 1, 2021 |
| October 2022 | $327,661,395 | 4 | February 25, 2022 |
| October 2023 | $306,028,095 | 4 | May 30, 2023 |
| October 2024 | $362,497,176 | 4 | February 28, 2024 |
| October 2025 | $399,302,533 | 4 | July 8, 2025 |
| October 2026 | $443,664,706 | 4 | March 24, 2026 |

Regulatory assets under management: $293,426,017 in the October 2021 data and $443,664,706 in the October 2026 data, up 51%.
Total employees: 4 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $399,302,533 to $443,664,706 (+11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pavion Blue Capital, LLC (CRD 301968): Form ADV filing data as of October 2026.