# Paul Marascalco Registered Investment Advisor

> Paul Marascalco Registered Investment Advisor is a state-registered investment advisory firm in Scottsdale, AZ, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 15, 2026.

- CRD: 198512
- Filed as: PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR
- Registration: State-registered investment adviser (status as filed: TERMREQUEST)
- Location: Scottsdale, AZ
- Filing period: October 2026
- Form ADV filing dated: June 15, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/198512
- AdvisorCensus page: https://advisorcensus.com/firm/paul-marascalco-registered-investment-advisor-scottsdale-az-198512

## Quick answers

**How is Paul Marascalco Registered Investment Advisor compensated?**
On its Form ADV (Item 5.E, October 2026), Paul Marascalco Registered Investment Advisor reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Paul Marascalco Registered Investment Advisor located?**
Paul Marascalco Registered Investment Advisor's principal office is in Scottsdale, AZ, according to its Form ADV.

**Is Paul Marascalco Registered Investment Advisor registered with the SEC or a state?**
Paul Marascalco Registered Investment Advisor is a state-registered investment advisory firm. Status as filed: TERMREQUEST. CRD 198512.

**How much does Paul Marascalco Registered Investment Advisor manage?**
Paul Marascalco Registered Investment Advisor reports $8,210,806 in regulatory assets under management in its Form ADV filing dated June 15, 2026 (100% discretionary).

**What types of clients does Paul Marascalco Registered Investment Advisor serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (21).

**Does Paul Marascalco Registered Investment Advisor report any disciplinary disclosures?**
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.A(1) (felony conviction or plea in the past ten years), 11.A(2) (felony charge in the past ten years), and 11.G (pending regulatory proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/198512

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $8,210,806
- Discretionary: $8,210,806
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 21 | $4,879,062 |
| High net worth individuals | Fewer than 5 | $3,331,744 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: Not reported
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.A(1): In the past ten years, has the firm or an advisory affiliate been convicted of, or pleaded guilty or no contest to, a felony?
- 11.A(2): In the past ten years, has the firm or an advisory affiliate been charged with a felony?
- 11.G: Is the firm or an advisory affiliate now the subject of a regulatory proceeding that could result in a yes answer to any part of 11.C, 11.D, or 11.E?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/198512

### Websites listed on Form ADV (Item 1.I)
- paulmarascalco.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Paul Marascalco Registered Investment Advisor (CRD 198512): Form ADV filing data as of October 2026.