{
  "crd_number": 198512,
  "slug": "paul-marascalco-registered-investment-advisor-scottsdale-az-198512",
  "primary_business_name": "PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR",
  "legal_name": "PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR",
  "dbas": [],
  "city": "Scottsdale",
  "state": "AZ",
  "country": "United States",
  "cbsa_code": "38060",
  "metro": {
    "cbsa_code": "38060",
    "common_name": "Phoenix",
    "msa_name": "Phoenix-Mesa-Chandler, AZ",
    "path": "/advisors/az/phoenix"
  },
  "registration_type": "state",
  "registration_status": "TERMREQUEST",
  "registration_date": null,
  "years_registered": null,
  "period": "2026-10-01",
  "filing_date": "2026-06-15",
  "carried_forward": false,
  "raum_total": 8210806.0,
  "raum_discretionary": 8210806.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 4879062.0,
      "count": 21
    },
    "high_net_worth_individuals": {
      "raum": 3331744.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 3,
  "states_registered": [],
  "websites": [
    "https://paulmarascalco.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/198512",
  "disclosure_items": [
    {
      "item": "11.A(1)",
      "question": "In the past ten years, has the firm or an advisory affiliate been convicted of, or pleaded guilty or no contest to, a felony?"
    },
    {
      "item": "11.A(2)",
      "question": "In the past ten years, has the firm or an advisory affiliate been charged with a felony?"
    },
    {
      "item": "11.G",
      "question": "Is the firm or an advisory affiliate now the subject of a regulatory proceeding that could result in a yes answer to any part of 11.C, 11.D, or 11.E?"
    }
  ],
  "city_as_filed": "SCOTTSDALE",
  "url": "https://advisorcensus.com/firm/paul-marascalco-registered-investment-advisor-scottsdale-az-198512",
  "display_name": "Paul Marascalco Registered Investment Advisor",
  "summary": "Paul Marascalco Registered Investment Advisor is a state-registered investment advisory firm in Scottsdale, AZ, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 15, 2026.",
  "citation": "AdvisorCensus. Paul Marascalco Registered Investment Advisor (CRD 198512): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Paul Marascalco Registered Investment Advisor compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Paul Marascalco Registered Investment Advisor reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Paul Marascalco Registered Investment Advisor located?",
      "a": "Paul Marascalco Registered Investment Advisor's principal office is in Scottsdale, AZ, according to its Form ADV."
    },
    {
      "q": "Is Paul Marascalco Registered Investment Advisor registered with the SEC or a state?",
      "a": "Paul Marascalco Registered Investment Advisor is a state-registered investment advisory firm. Status as filed: TERMREQUEST. CRD 198512."
    },
    {
      "q": "How much does Paul Marascalco Registered Investment Advisor manage?",
      "a": "Paul Marascalco Registered Investment Advisor reports $8,210,806 in regulatory assets under management in its Form ADV filing dated June 15, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Paul Marascalco Registered Investment Advisor serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (21)."
    },
    {
      "q": "Does Paul Marascalco Registered Investment Advisor report any disciplinary disclosures?",
      "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.A(1) (felony conviction or plea in the past ten years), 11.A(2) (felony charge in the past ten years), and 11.G (pending regulatory proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/198512"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/paul-marascalco-registered-investment-advisor-scottsdale-az-198512.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 21,
      "fewer_than_5": false,
      "raum": 4879062.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": null,
      "fewer_than_5": true,
      "raum": 3331744.0
    }
  ],
  "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/198512",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}