# Paul D. Sippil & Associates, LLC

> Paul D. Sippil & Associates, LLC is a state-registered investment advisory firm, registered since 2010, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 15, 2026.

- CRD: 154656
- Filed as: PAUL D. SIPPIL & ASSOCIATES, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: August 15, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/154656
- AdvisorCensus page: https://advisorcensus.com/firm/paul-d-sippil-and-associates-llc-154656

## Quick answers

**How is Paul D. Sippil & Associates, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Paul D. Sippil & Associates, LLC reports these compensation arrangements: fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Paul D. Sippil & Associates, LLC registered with the SEC or a state?**
Paul D. Sippil & Associates, LLC is a state-registered investment advisory firm, registered since 2010. Status as filed: APPROVED. CRD 154656.

**How much does Paul D. Sippil & Associates, LLC manage?**
Paul D. Sippil & Associates, LLC reports $150,000,000 in regulatory assets under management in its Form ADV filing dated August 15, 2026 (0% discretionary).

**What types of clients does Paul D. Sippil & Associates, LLC serve?**
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (34).

**Does Paul D. Sippil & Associates, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/154656

**What changed in Paul D. Sippil & Associates, LLC's recent Form ADV filings?**
In the October 2026 filing data: Registered or notice-filed in CA.

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $150,000,000
- Discretionary: $0
- Non-discretionary: $150,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 34 | $150,000,000 |

### Advisory services (Item 5.G)
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 2010 (16 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [paulsippil.com](https://paulsippil.com)

## Changes in the filing (last 12 months)

### October 2026
- Registered or notice-filed in CA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Paul D. Sippil & Associates, LLC (CRD 154656): Form ADV filing data as of October 2026.