{
  "crd_number": 112155,
  "slug": "patriot-investment-management-group-inc-knoxville-tn-112155",
  "primary_business_name": "PATRIOT INVESTMENT MANAGEMENT GROUP INC",
  "legal_name": "PATRIOT INVESTMENT MANAGEMENT GROUP INC",
  "dbas": [],
  "city": "Knoxville",
  "state": "TN",
  "country": "United States",
  "cbsa_code": "28940",
  "metro": {
    "cbsa_code": "28940",
    "common_name": "Knoxville",
    "msa_name": "Knoxville, TN",
    "path": "/advisors/tn/knoxville"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1998-05-20",
  "years_registered": 28,
  "period": "2026-10-01",
  "filing_date": "2026-03-05",
  "carried_forward": false,
  "raum_total": 1906856227.0,
  "raum_discretionary": 1899778948.0,
  "raum_non_discretionary": 7077279.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 25,
  "advisory_employees": 16,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 273356264.0,
      "count": 15
    },
    "individuals": {
      "raum": 327258314.0,
      "count": 1190
    },
    "pension_profit_sharing": {
      "raum": 4632136.0,
      "count": 4,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 1271331918.0,
      "count": 328
    },
    "corporations_other_businesses": {
      "raum": 30277595.0,
      "count": 22
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AL",
    "CA",
    "CO",
    "FL",
    "GA",
    "IL",
    "KY",
    "LA",
    "MA",
    "MD",
    "MI",
    "MN",
    "NC",
    "NE",
    "NH",
    "NJ",
    "NY",
    "OH",
    "PA",
    "SC",
    "TN",
    "TX",
    "VA",
    "WI"
  ],
  "websites": [
    "https://facebook.com/patriotinvestment",
    "https://johnsmarttcpa.com",
    "https://linkedin.com/company/patriot-investment-managment-group-inc-",
    "https://patriotinvestment.com",
    "https://patriotinvestment.com/blog",
    "https://x.com/PatriotInvest"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/112155",
  "city_as_filed": "KNOXVILLE",
  "url": "https://advisorcensus.com/firm/patriot-investment-management-group-inc-knoxville-tn-112155",
  "display_name": "Patriot Investment Management Group Inc",
  "summary": "Patriot Investment Management Group Inc is an SEC-registered investment advisory firm in Knoxville, TN, registered since 1998, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 5, 2026.",
  "citation": "AdvisorCensus. Patriot Investment Management Group Inc (CRD 112155): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Patriot Investment Management Group Inc compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Patriot Investment Management Group Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other."
    },
    {
      "q": "How much does Patriot Investment Management Group Inc charge?",
      "a": "Its Form ADV Part 2A brochure dated February 27, 2026 states: Hourly rate: $300 an hour (services performed by our Investment Adviser Representatives); Flat fee: $500 to $3,000 (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Patriot Investment Management Group Inc located?",
      "a": "Patriot Investment Management Group Inc's principal office is in Knoxville, TN, according to its Form ADV."
    },
    {
      "q": "Is Patriot Investment Management Group Inc registered with the SEC or a state?",
      "a": "Patriot Investment Management Group Inc is an SEC-registered investment advisory firm, registered since 1998. Status as filed: Approved. CRD 112155."
    },
    {
      "q": "How much does Patriot Investment Management Group Inc manage?",
      "a": "Patriot Investment Management Group Inc reports $1,906,856,227 in regulatory assets under management in its Form ADV filing dated March 5, 2026 (100% discretionary)."
    },
    {
      "q": "How have Patriot Investment Management Group Inc's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Patriot Investment Management Group Inc: Regulatory assets under management: $1,333,303,318 in the October 2021 data and $1,906,856,227 in the October 2026 data, up 43%. Total employees: 26 in October 2021 and 25 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Patriot Investment Management Group Inc serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,190); high net worth individuals (328); corporations or other businesses not listed above (22)."
    },
    {
      "q": "Which custodians does Patriot Investment Management Group Inc use?",
      "a": "Patriot Investment Management Group Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Patriot Investment Management Group Inc report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/112155"
    },
    {
      "q": "What changed in Patriot Investment Management Group Inc's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $1,686,856,719 to $1,906,856,227 (+13%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 1333303318.0,
      "total_employees": 26,
      "filing_date": "2021-09-30"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 1610714866.0,
      "total_employees": 28,
      "filing_date": "2022-06-08"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 1414833902.0,
      "total_employees": 26,
      "filing_date": "2023-05-22"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 1529312668.0,
      "total_employees": 24,
      "filing_date": "2024-05-01"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1686856719.0,
      "total_employees": 24,
      "filing_date": "2025-07-01"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1906856227.0,
      "total_employees": 25,
      "filing_date": "2026-03-05"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $1,686,856,719 to $1,906,856,227 (+13%)."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Registered or notice-filed in MA."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in PA."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 27, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $300 an hour (services performed by our Investment Adviser Representatives)",
      "Flat fee: $500 to $3,000 (financial planning services)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $300 an hour (services performed by our Investment Adviser Representatives)"
        ],
        "quotes": [
          "We charge an hourly fee of $300 or $150 for services performed by our Investment Adviser Representatives or Clerical Staff, respectively."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $500 to $3,000 (financial planning services)"
        ],
        "quotes": [
          "We may also provide financial planning services on a fixed fee basis with fees ranging from $500 to $3,000."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 300.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "services performed by our Investment Adviser Representatives"
        },
        {
          "kind": "flat",
          "amount": null,
          "min": 500.0,
          "max": 3000.0,
          "period": "one_time",
          "service": "financial planning services"
        }
      ]
    },
    "quotes": [
      "We charge an hourly fee of $300 or $150 for services performed by our Investment Adviser Representatives or Clerical Staff, respectively.",
      "We may also provide financial planning services on a fixed fee basis with fees ranging from $500 to $3,000."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/patriot-investment-management-group-inc-knoxville-tn-112155.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 1190,
      "fewer_than_5": false,
      "raum": 327258314.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 328,
      "fewer_than_5": false,
      "raum": 1271331918.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 4,
      "fewer_than_5": true,
      "raum": 4632136.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 15,
      "fewer_than_5": false,
      "raum": 273356264.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 22,
      "fewer_than_5": false,
      "raum": 30277595.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/112155",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}