# Patrick Mauro Investment Advisor, Inc.

> Patrick Mauro Investment Advisor, Inc. is an SEC-registered investment advisory firm, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 11, 2026.

- CRD: 122742
- Filed as: PATRICK MAURO INVESTMENT ADVISOR, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: September 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/122742
- AdvisorCensus page: https://advisorcensus.com/firm/patrick-mauro-investment-advisor-inc-122742

## Quick answers

**How is Patrick Mauro Investment Advisor, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Patrick Mauro Investment Advisor, Inc. reports these compensation arrangements: a percentage of assets under its management.

**How much does Patrick Mauro Investment Advisor, Inc. charge?**
Its Form ADV Part 2A brochure dated March 12, 2026 states: Asset-based fee: up to 1% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Patrick Mauro Investment Advisor, Inc. registered with the SEC or a state?**
Patrick Mauro Investment Advisor, Inc. is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 122742.

**How much does Patrick Mauro Investment Advisor, Inc. manage?**
Patrick Mauro Investment Advisor, Inc. reports $212,088,940 in regulatory assets under management in its Form ADV filing dated September 11, 2026 (100% discretionary).

**How have Patrick Mauro Investment Advisor, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Patrick Mauro Investment Advisor, Inc.: Regulatory assets under management: $157,512,998 in the October 2021 data and $212,088,940 in the October 2026 data, up 35%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Patrick Mauro Investment Advisor, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (83); high net worth individuals (58).

**Which custodians does Patrick Mauro Investment Advisor, Inc. use?**
Patrick Mauro Investment Advisor, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Morgan Stanley & Co. LLC as custodians holding 10% or more of its separately managed account assets.

**Does Patrick Mauro Investment Advisor, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/122742

**Does Patrick Mauro Investment Advisor, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 12, 2026 says: "This firm has no minimum asset size required of the client before this firm engages in management activities."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 12, 2026)

- Asset-based fee: up to 1% of assets a year (the maximum the brochure states)

> For investment management services, clients are charged based on a percentage of assets under management with PMIA. The maximum annual fee for this service is 1%. This fee is negotiable.

- Account minimum: None

> This firm has no minimum asset size required of the client before this firm engages in management activities.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Morgan Stanley & Co. LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $212,088,940
- Discretionary: $212,088,940
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 83 | $21,997,697 |
| High net worth individuals | 58 | $190,091,243 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2018 (8 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mauroinvestor.com
- LinkedIn @patrick-mauro-investment-advisor-inc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $157,512,998 | 3 | September 24, 2021 |
| October 2022 | $183,647,342 | 3 | February 25, 2022 |
| October 2023 | $174,829,376 | 3 | April 18, 2023 |
| October 2024 | $187,417,768 | 4 | February 23, 2024 |
| October 2025 | $196,247,505 | 4 | February 27, 2025 |
| October 2026 | $212,088,940 | 4 | September 11, 2026 |

Regulatory assets under management: $157,512,998 in the October 2021 data and $212,088,940 in the October 2026 data, up 35%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Patrick Mauro Investment Advisor, Inc. (CRD 122742): Form ADV filing data as of October 2026.