{
  "crd_number": 122742,
  "slug": "patrick-mauro-investment-advisor-inc-122742",
  "primary_business_name": "PATRICK MAURO INVESTMENT ADVISOR, INC.",
  "legal_name": "PATRICK MAURO INVESTMENT ADVISOR, INC.",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2018-05-31",
  "years_registered": 8,
  "period": "2026-10-01",
  "filing_date": "2026-09-11",
  "carried_forward": false,
  "raum_total": 212088940.0,
  "raum_discretionary": 212088940.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 21997697.0,
      "count": 83
    },
    "high_net_worth_individuals": {
      "raum": 190091243.0,
      "count": 58
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "IL",
    "TX",
    "VA"
  ],
  "websites": [
    "https://linkedin.com/company/patrick-mauro-investment-advisor-inc",
    "https://linkedin.com/company/patrick-mauro-investment-advisor-inc?trk=public_profile_topcard-current-company",
    "https://mauroinvestor.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/122742",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/patrick-mauro-investment-advisor-inc-122742",
  "display_name": "Patrick Mauro Investment Advisor, Inc.",
  "summary": "Patrick Mauro Investment Advisor, Inc. is an SEC-registered investment advisory firm, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 11, 2026.",
  "citation": "AdvisorCensus. Patrick Mauro Investment Advisor, Inc. (CRD 122742): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Patrick Mauro Investment Advisor, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Patrick Mauro Investment Advisor, Inc. reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Patrick Mauro Investment Advisor, Inc. charge?",
      "a": "Its Form ADV Part 2A brochure dated March 12, 2026 states: Asset-based fee: up to 1% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Is Patrick Mauro Investment Advisor, Inc. registered with the SEC or a state?",
      "a": "Patrick Mauro Investment Advisor, Inc. is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 122742."
    },
    {
      "q": "How much does Patrick Mauro Investment Advisor, Inc. manage?",
      "a": "Patrick Mauro Investment Advisor, Inc. reports $212,088,940 in regulatory assets under management in its Form ADV filing dated September 11, 2026 (100% discretionary)."
    },
    {
      "q": "How have Patrick Mauro Investment Advisor, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Patrick Mauro Investment Advisor, Inc.: Regulatory assets under management: $157,512,998 in the October 2021 data and $212,088,940 in the October 2026 data, up 35%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Patrick Mauro Investment Advisor, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (83); high net worth individuals (58)."
    },
    {
      "q": "Which custodians does Patrick Mauro Investment Advisor, Inc. use?",
      "a": "Patrick Mauro Investment Advisor, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Morgan Stanley & Co. LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Patrick Mauro Investment Advisor, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/122742"
    },
    {
      "q": "Does Patrick Mauro Investment Advisor, Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 12, 2026 says: \"This firm has no minimum asset size required of the client before this firm engages in management activities.\""
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 157512998.0,
      "total_employees": 3,
      "filing_date": "2021-09-24"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 183647342.0,
      "total_employees": 3,
      "filing_date": "2022-02-25"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 174829376.0,
      "total_employees": 3,
      "filing_date": "2023-04-18"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 187417768.0,
      "total_employees": 4,
      "filing_date": "2024-02-23"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 196247505.0,
      "total_employees": 4,
      "filing_date": "2025-02-27"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 212088940.0,
      "total_employees": 4,
      "filing_date": "2026-09-11"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 12, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "1% of assets a year",
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 1% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "For investment management services, clients are charged based on a percentage of assets under management with PMIA. The maximum annual fee for this service is 1%. This fee is negotiable."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "This firm has no minimum asset size required of the client before this firm engages in management activities."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": 1.0,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "For investment management services, clients are charged based on a percentage of assets under management with PMIA. The maximum annual fee for this service is 1%. This fee is negotiable.",
      "This firm has no minimum asset size required of the client before this firm engages in management activities."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Morgan Stanley & Co. LLC",
      "name_as_filed": "MORGAN STANLEY & CO. LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/patrick-mauro-investment-advisor-inc-122742.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 83,
      "fewer_than_5": false,
      "raum": 21997697.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 58,
      "fewer_than_5": false,
      "raum": 190091243.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/122742",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}