# Pathways Wealth Management, Inc.

> Pathways Wealth Management, Inc. is an SEC-registered investment advisory firm, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 27, 2026.

- CRD: 154125
- Filed as: PATHWAYS WEALTH MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: August 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/154125
- AdvisorCensus page: https://advisorcensus.com/firm/pathways-wealth-management-inc-154125

## Quick answers

**How is Pathways Wealth Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Pathways Wealth Management, Inc. reports these compensation arrangements: a percentage of assets under its management.

**How much does Pathways Wealth Management, Inc. charge?**
Its Form ADV Part 2A brochure dated March 17, 2026 states: Flat fee: $500 to $10,000 (financial planning services only); Hourly rate: $250 an hour (financial planning services only). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Pathways Wealth Management, Inc. registered with the SEC or a state?**
Pathways Wealth Management, Inc. is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 154125.

**How much does Pathways Wealth Management, Inc. manage?**
Pathways Wealth Management, Inc. reports $287,019,868 in regulatory assets under management in its Form ADV filing dated August 27, 2026 (79% discretionary).

**How have Pathways Wealth Management, Inc.'s assets and staff changed since 2024?**
In the Form ADV data for Pathways Wealth Management, Inc.: Regulatory assets under management: $124,815,112 in the October 2024 data and $287,019,868 in the October 2026 data, up 130%. Total employees: 2 in October 2024 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pathways Wealth Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (410); high net worth individuals (74); corporations or other businesses not listed above (20).

**Which custodians does Pathways Wealth Management, Inc. use?**
Pathways Wealth Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists 245 Summer Street as a custodian holding 10% or more of its separately managed account assets.

**Does Pathways Wealth Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/154125

**Does Pathways Wealth Management, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 17, 2026 says: "Pathways does not impose a minimum portfolio size or a minimum initial investment to open an account."

**What changed in Pathways Wealth Management, Inc.'s recent Form ADV filings?**
In the September 2026 filing data: Registered or notice-filed in TN.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 17, 2026)

- Account minimum: None

> Pathways does not impose a minimum portfolio size or a minimum initial investment to open an account.

- Flat fee: $500 to $10,000 (financial planning services only)

> Clients that are receiving financial planning services only are charged a fixed fee ranging from $500.00 to $10,000.00, depending upon the complexity of a client’s plan and services provided.

- Hourly rate: $250 an hour (financial planning services only)

> In the alternative clients that are receiving financial planning services only may be charged an hourly fee rate up to $250.00.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- 245 Summer Street

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $287,019,868
- Discretionary: $226,390,095
- Non-discretionary: $60,629,773

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 410 | $97,747,097 |
| High net worth individuals | 74 | $176,156,418 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $8,383,867 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 20 | $4,732,486 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Pension consulting services

### Firm details
- Registered since: 2024 (2 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, FL, IN, KY, OH, TN, TX, WV
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pathwayswm.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $124,815,112 | 2 | August 26, 2024 |
| October 2025 | $133,311,983 | 5 | June 20, 2025 |
| October 2026 | $287,019,868 | 5 | August 27, 2026 |

Regulatory assets under management: $124,815,112 in the October 2024 data and $287,019,868 in the October 2026 data, up 130%.
Total employees: 2 in October 2024 and 5 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Registered or notice-filed in TN.

### April 2026
- Regulatory assets under management went from $133,311,983 to $287,019,868 (+115%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pathways Wealth Management, Inc. (CRD 154125): Form ADV filing data as of October 2026.