# Pathways Advisory Group, Inc.

> Pathways Advisory Group, Inc. is an SEC-registered investment advisory firm in Fresno, CA, registered since 2007, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 24, 2026.

- CRD: 143817
- Filed as: PATHWAYS ADVISORY GROUP, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Fresno, CA
- Filing period: October 2026
- Form ADV filing dated: September 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/143817
- AdvisorCensus page: https://advisorcensus.com/firm/pathways-advisory-group-inc-fresno-ca-143817

## Quick answers

**How is Pathways Advisory Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Pathways Advisory Group, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**How much does Pathways Advisory Group, Inc. charge?**
Its Form ADV Part 2A brochure dated April 22, 2026 states: Up to $500,000: 1.5% a year; $500,000 to $1,000,000: 0.75% a year; $1,000,000 to $3,000,000: 0.5% a year; Above $3,000,000: 0.25% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Pathways Advisory Group, Inc. located?**
Pathways Advisory Group, Inc.'s principal office is in Fresno, CA, according to its Form ADV.

**Is Pathways Advisory Group, Inc. registered with the SEC or a state?**
Pathways Advisory Group, Inc. is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 143817.

**How much does Pathways Advisory Group, Inc. manage?**
Pathways Advisory Group, Inc. reports $388,476,260 in regulatory assets under management in its Form ADV filing dated September 24, 2026 (0% discretionary).

**How have Pathways Advisory Group, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Pathways Advisory Group, Inc.: Regulatory assets under management: $203,173,711 in the October 2021 data and $388,476,260 in the October 2026 data, up 91%. Total employees: 9 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pathways Advisory Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (99); individuals (other than high net worth individuals) (87).

**Which custodians does Pathways Advisory Group, Inc. use?**
Pathways Advisory Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Pathways Advisory Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/143817

**What changed in Pathways Advisory Group, Inc.'s recent Form ADV filings?**
In the October 2026 filing data: Registered or notice-filed in WA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated April 22, 2026)

- Up to $500,000: 1.5% a year
- $500,000 to $1,000,000: 0.75% a year
- $1,000,000 to $3,000,000: 0.5% a year
- Above $3,000,000: 0.25% a year

> Fees for the Financial Consulting Service are computed as a percentage of the assets based on the market value of the investment portfolio (annual rate).

> First $500,000 1.50 % Portion between $500,000 - $1,000,000 0.75 % Portion between $1,000,000 - $3,000,000 0.50 % Portion above $3,000,000 0.25 %

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $388,476,260
- Discretionary: $0
- Non-discretionary: $388,476,260

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 87 | $68,556,628 |
| High net worth individuals | 99 | $319,919,632 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2007 (19 years)
- Employees: 10 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, OR, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pathwaysadvisorygroup.com
- pathwaysag.com
- LinkedIn @PATHWAYS-ADVISORY-GROUP-INC-

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $203,173,711 | 9 | June 24, 2021 |
| October 2022 | $246,273,482 | 10 | September 16, 2022 |
| October 2023 | $224,591,269 | 10 | September 28, 2023 |
| October 2024 | $258,446,499 | 10 | March 1, 2024 |
| October 2025 | $275,690,147 | 9 | June 10, 2025 |
| October 2026 | $388,476,260 | 10 | September 24, 2026 |

Regulatory assets under management: $203,173,711 in the October 2021 data and $388,476,260 in the October 2026 data, up 91%.
Total employees: 9 in October 2021 and 10 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Registered or notice-filed in WA.

### May 2026
- Employees performing advisory functions went from 4 to 5.

### March 2026
- Regulatory assets under management went from $275,690,147 to $388,476,260 (+41%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pathways Advisory Group, Inc. (CRD 143817): Form ADV filing data as of October 2026.