# Pathway Wealth Management, LLC

> Pathway Wealth Management, LLC is an SEC-registered investment advisory firm in Dallas, TX, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 7, 2026.

- CRD: 283774
- Filed as: PATHWAY WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: May 7, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/283774
- AdvisorCensus page: https://advisorcensus.com/firm/pathway-wealth-management-llc-dallas-tx-283774

## Quick answers

**How is Pathway Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pathway Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Pathway Wealth Management, LLC located?**
Pathway Wealth Management, LLC's principal office is in Dallas, TX, according to its Form ADV.

**Is Pathway Wealth Management, LLC registered with the SEC or a state?**
Pathway Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 283774.

**How much does Pathway Wealth Management, LLC manage?**
Pathway Wealth Management, LLC reports $116,022,199 in regulatory assets under management in its Form ADV filing dated May 7, 2026 (100% discretionary).

**What types of clients does Pathway Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (18); individuals (other than high net worth individuals) (4); other (3).

**Which custodians does Pathway Wealth Management, LLC use?**
Pathway Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Pathway Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/283774

**Does Pathway Wealth Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated May 7, 2026 says: "The stated minimum dollar value of assets for opening and/or maintaining Advisory Accounts is currently $500,000, subject to the discretion of the Firm to waive or alter certain account minimums and fees."

**What changed in Pathway Wealth Management, LLC's recent Form ADV filings?**
In the May 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated May 7, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> The stated minimum dollar value of assets for opening and/or maintaining Advisory Accounts is currently $500,000, subject to the discretion of the Firm to waive or alter certain account minimums and fees.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $116,022,199
- Discretionary: $116,022,199
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 4 | $396,268 |
| High net worth individuals | 18 | $100,350,375 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 3 | $15,275,556 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2026 (0 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Changes in the filing (last 12 months)

### May 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pathway Wealth Management, LLC (CRD 283774): Form ADV filing data as of October 2026.