# Pathway Financial Solutions, Inc.

> Pathway Financial Solutions, Inc. is an SEC-registered investment advisory firm in Salina, KS, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 7, 2026.

- CRD: 340594
- Filed as: PATHWAY FINANCIAL SOLUTIONS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Salina, KS
- Filing period: October 2026
- Form ADV filing dated: July 7, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/340594
- AdvisorCensus page: https://advisorcensus.com/firm/pathway-financial-solutions-inc-salina-ks-340594

## Quick answers

**How is Pathway Financial Solutions, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Pathway Financial Solutions, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Pathway Financial Solutions, Inc. located?**
Pathway Financial Solutions, Inc.'s principal office is in Salina, KS, according to its Form ADV.

**Is Pathway Financial Solutions, Inc. registered with the SEC or a state?**
Pathway Financial Solutions, Inc. is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 340594.

**How much does Pathway Financial Solutions, Inc. manage?**
Pathway Financial Solutions, Inc. reports $135,287,789 in regulatory assets under management in its Form ADV filing dated July 7, 2026 (94% discretionary).

**What types of clients does Pathway Financial Solutions, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (276); high net worth individuals (33).

**Which custodians does Pathway Financial Solutions, Inc. use?**
Pathway Financial Solutions, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Pathway Financial Solutions, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/340594

**What changed in Pathway Financial Solutions, Inc.'s recent Form ADV filings?**
In the August 2026 filing data: Regulatory assets under management went from $0 to $135,287,789.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $135,287,789
- Discretionary: $127,720,058
- Non-discretionary: $7,567,731

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 276 | $70,901,292 |
| High net worth individuals | 33 | $64,386,497 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2026 (0 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: KS, LA, MO, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [pathway-financial.com](https://pathway-financial.com)

## Changes in the filing (last 12 months)

### August 2026
- Regulatory assets under management went from $0 to $135,287,789.

### April 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pathway Financial Solutions, Inc. (CRD 340594): Form ADV filing data as of October 2026.