# Pathway Financial Services, LLC

> Pathway Financial Services, LLC is a state-registered investment advisory firm in Los Angeles, CA, registered since 2014, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 1, 2026.

- CRD: 170424
- Filed as: PATHWAY FINANCIAL SERVICES, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Los Angeles, CA
- Filing period: October 2026
- Form ADV filing dated: April 1, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/170424
- AdvisorCensus page: https://advisorcensus.com/firm/pathway-financial-services-llc-los-angeles-ca-170424

## Quick answers

**How is Pathway Financial Services, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pathway Financial Services, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Pathway Financial Services, LLC located?**
Pathway Financial Services, LLC's principal office is in Los Angeles, CA, according to its Form ADV.

**Is Pathway Financial Services, LLC registered with the SEC or a state?**
Pathway Financial Services, LLC is a state-registered investment advisory firm, registered since 2014. Status as filed: APPROVED. CRD 170424.

**How much does Pathway Financial Services, LLC manage?**
Pathway Financial Services, LLC reports $59,076,962 in regulatory assets under management in its Form ADV filing dated April 1, 2026 (91% discretionary).

**What types of clients does Pathway Financial Services, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (191); charitable organizations (1).

**Does Pathway Financial Services, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/170424

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $59,076,962
- Discretionary: $53,905,897
- Non-discretionary: $5,171,065

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 191 | $58,774,232 |
| High net worth individuals | Fewer than 5 | Not reported |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | Not reported |
| Charitable organizations | 1 | $302,730 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | Not reported |
| Other investment advisers | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | Not reported |
| Other | Fewer than 5 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2014 (12 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pathwayfinancialservices.com
- LinkedIn @jenmulderplanner
- X @PathwayFinSvs

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pathway Financial Services, LLC (CRD 170424): Form ADV filing data as of October 2026.