# Pathway Financial Advisory, LLC

> Pathway Financial Advisory, LLC is a state-registered investment advisory firm in Edwards, CO, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated July 16, 2026.

- CRD: 336511
- Filed as: PATHWAY FINANCIAL ADVISORY, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Edwards, CO
- Filing period: October 2026
- Form ADV filing dated: July 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/336511
- AdvisorCensus page: https://advisorcensus.com/firm/pathway-financial-advisory-llc-edwards-co-336511

## Quick answers

**How is Pathway Financial Advisory, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pathway Financial Advisory, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Pathway Financial Advisory, LLC located?**
Pathway Financial Advisory, LLC's principal office is in Edwards, CO, according to its Form ADV.

**Is Pathway Financial Advisory, LLC registered with the SEC or a state?**
Pathway Financial Advisory, LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 336511.

**How much does Pathway Financial Advisory, LLC manage?**
Pathway Financial Advisory, LLC reports $82,492,040 in regulatory assets under management in its Form ADV filing dated July 16, 2026 (100% discretionary).

**What types of clients does Pathway Financial Advisory, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (28); pension and profit sharing plans (but not the plan participants or government pension plans) (13); high net worth individuals (5).

**Does Pathway Financial Advisory, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/336511

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $82,492,040
- Discretionary: $82,492,040
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 28 | $11,436,143 |
| High net worth individuals | 5 | $7,066,894 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 13 | $52,756,093 |
| Corporations or other businesses not listed above | 3 | $11,232,910 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pathwayfinancialadvisory.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pathway Financial Advisory, LLC (CRD 336511): Form ADV filing data as of October 2026.