# Pathway Financial Advisors, LLC

> Pathway Financial Advisors, LLC is an SEC-registered investment advisory firm in South Burlington, VT, registered since 2005, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 31, 2026.

- CRD: 124801
- Filed as: PATHWAY FINANCIAL ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: South Burlington, VT
- Filing period: October 2026
- Form ADV filing dated: July 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/124801
- AdvisorCensus page: https://advisorcensus.com/firm/pathway-financial-advisors-llc-south-burlington-vt-124801

## Quick answers

**How is Pathway Financial Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pathway Financial Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Pathway Financial Advisors, LLC charge?**
Its Form ADV Part 2A brochure dated March 12, 2026 states: Hourly rate: $195 to $300 an hour (financial planning and/or consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Pathway Financial Advisors, LLC located?**
Pathway Financial Advisors, LLC's principal office is in South Burlington, VT, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Pathway Financial Advisors, LLC registered with the SEC or a state?**
Pathway Financial Advisors, LLC is an SEC-registered investment advisory firm, registered since 2005. Status as filed: Approved. CRD 124801.

**How much does Pathway Financial Advisors, LLC manage?**
Pathway Financial Advisors, LLC reports $1,649,189,273 in regulatory assets under management in its Form ADV filing dated July 31, 2026 (100% discretionary).

**How have Pathway Financial Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Pathway Financial Advisors, LLC: Regulatory assets under management: $682,581,344 in the October 2021 data and $1,649,189,273 in the October 2026 data, up 142%. Total employees: 12 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pathway Financial Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (200); individuals (other than high net worth individuals) (53).

**Which custodians does Pathway Financial Advisors, LLC use?**
Pathway Financial Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., John Hancock Trust Company LLC and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Pathway Financial Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/124801

**What changed in Pathway Financial Advisors, LLC's recent Form ADV filings?**
In the August 2026 filing data: Registered or notice-filed in AZ, NC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 12, 2026)

- Hourly rate: $195 to $300 an hour (financial planning and/or consulting services)

> Registrant’s planning and consulting fees are negotiable but are generally between $195 and $300 on an hourly rate basis depending upon the level and scope of the service(s) required and the professional(s) rendering the service(s).

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- John Hancock Trust Company LLC
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,649,189,273
- Discretionary: $1,649,189,273
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 53 | $30,763,195 |
| High net worth individuals | 200 | $1,418,226,143 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $200,199,935 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2005 (21 years)
- Employees: 11 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, FL, GA, MA, NC, NH, NJ, NY, VT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Atlanta, GA

### Websites listed on Form ADV (Item 1.I)
- pathwayadvisors.com
- LinkedIn @15932024
- LinkedIn @alliemhardy
- LinkedIn @allyssakeoughstevens-a3b2374
- LinkedIn @andrewjhanson
- LinkedIn @darren-beck-cfp®-7338251
- LinkedIn @jonathan-smith-cfp®-28780a
- LinkedIn @jordan-macdougall-10a018201
- LinkedIn @kaylee-wolfenbarger-839238199
- LinkedIn @lyndsie-kennett-071642152
- LinkedIn @mary-williams-cfp®-99023530b
- LinkedIn @michaeljschell
- LinkedIn @scott-beaudin-cpa-pfs-cfp®-6a039340

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $682,581,344 | 12 | March 25, 2021 |
| October 2022 | $766,594,754 | 13 | March 21, 2022 |
| October 2023 | $656,414,781 | 13 | August 25, 2023 |
| October 2024 | $782,973,506 | 11 | March 23, 2024 |
| October 2025 | $894,825,875 | 11 | March 19, 2025 |
| October 2026 | $1,649,189,273 | 11 | July 31, 2026 |

Regulatory assets under management: $682,581,344 in the October 2021 data and $1,649,189,273 in the October 2026 data, up 142%.
Total employees: 12 in October 2021 and 11 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Registered or notice-filed in AZ, NC.

### April 2026
- Employees performing advisory functions went from 5 to 7.
- Regulatory assets under management went from $894,825,875 to $1,649,189,273 (+84%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pathway Financial Advisors, LLC (CRD 124801): Form ADV filing data as of October 2026.