# Pathway Financial Advisers, LLC

> Pathway Financial Advisers, LLC is an SEC-registered investment advisory firm in Auburn, IN, registered since 2014, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 11, 2026.

- CRD: 166237
- Filed as: PATHWAY FINANCIAL ADVISERS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Auburn, IN
- Filing period: October 2026
- Form ADV filing dated: March 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/166237
- AdvisorCensus page: https://advisorcensus.com/firm/pathway-financial-advisers-llc-auburn-in-166237

## Quick answers

**How is Pathway Financial Advisers, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pathway Financial Advisers, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Pathway Financial Advisers, LLC charge?**
Its Form ADV Part 2A brochure dated March 11, 2026 states: Hourly rate: $150 an hour (due diligence prior to managing client accounts). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Pathway Financial Advisers, LLC located?**
Pathway Financial Advisers, LLC's principal office is in Auburn, IN, according to its Form ADV.

**Is Pathway Financial Advisers, LLC registered with the SEC or a state?**
Pathway Financial Advisers, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 166237.

**How much does Pathway Financial Advisers, LLC manage?**
Pathway Financial Advisers, LLC reports $524,223,965 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (100% discretionary).

**How have Pathway Financial Advisers, LLC's assets and staff changed since 2021?**
In the Form ADV data for Pathway Financial Advisers, LLC: Regulatory assets under management: $271,535,416 in the October 2021 data and $524,223,965 in the October 2026 data, up 93%. Total employees: 4 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pathway Financial Advisers, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (673); high net worth individuals (142); charitable organizations (3).

**Which custodians does Pathway Financial Advisers, LLC use?**
Pathway Financial Advisers, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Pathway Financial Advisers, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/166237

**Does Pathway Financial Advisers, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 11, 2026 says: "There is no account minimum."

**What changed in Pathway Financial Advisers, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $442,844,998 to $524,223,965 (+18%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 11, 2026)

- Account minimum: None

> There is no account minimum.

- Hourly rate: $150 an hour (due diligence prior to managing client accounts)

> PFA will charge an hourly fee of $150 to complete this due diligence prior to managing client accounts based on the fee schedule below.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $524,223,965
- Discretionary: $524,223,965
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 673 | $170,942,724 |
| High net worth individuals | 142 | $346,776,584 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $5,299,876 |
| Charitable organizations | 3 | $576,556 |
| Corporations or other businesses not listed above | 2 | $628,225 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2014 (11 years)
- Employees: 8 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IN, MI, NC, NH, OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pathwayria.com
- LinkedIn @pathway-financial-advisers-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $271,535,416 | 4 | April 8, 2021 |
| October 2022 | $351,939,635 | 5 | March 23, 2022 |
| October 2023 | $347,866,716 | 5 | April 7, 2023 |
| October 2024 | $383,925,555 | 8 | March 29, 2024 |
| October 2025 | $442,844,998 | 8 | February 14, 2025 |
| October 2026 | $524,223,965 | 8 | March 11, 2026 |

Regulatory assets under management: $271,535,416 in the October 2021 data and $524,223,965 in the October 2026 data, up 93%.
Total employees: 4 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $442,844,998 to $524,223,965 (+18%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pathway Financial Advisers, LLC (CRD 166237): Form ADV filing data as of October 2026.