# Pathmont Investment Management

> Pathmont Investment Management is an SEC-registered investment advisory firm in Seattle, WA, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 19, 2026.

- CRD: 299217
- Filed as: PATHMONT INVESTMENT MANAGEMENT
- Legal name: Pathmont, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Seattle, WA
- Filing period: October 2026
- Form ADV filing dated: May 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/299217
- AdvisorCensus page: https://advisorcensus.com/firm/pathmont-investment-management-seattle-wa-299217

## Quick answers

**How is Pathmont Investment Management compensated?**
On its Form ADV (Item 5.E, October 2026), Pathmont Investment Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Pathmont Investment Management charge?**
Its Form ADV Part 2A brochure dated March 4, 2026 states: Up to $2,000,000: 1% a year; $2,000,000 to $10,000,000: 0.5% a year; Above $10,000,000: 0.25% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Pathmont Investment Management located?**
Pathmont Investment Management's principal office is in Seattle, WA, according to its Form ADV.

**Is Pathmont Investment Management registered with the SEC or a state?**
Pathmont Investment Management is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 299217.

**How much does Pathmont Investment Management manage?**
Pathmont Investment Management reports $169,666,110 in regulatory assets under management in its Form ADV filing dated May 19, 2026 (100% discretionary).

**How have Pathmont Investment Management's assets and staff changed since 2022?**
In the Form ADV data for Pathmont Investment Management: Regulatory assets under management: $118,074,104 in the October 2022 data and $169,666,110 in the October 2026 data, up 44%. Total employees: 1 in October 2022 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pathmont Investment Management serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (25); charitable organizations (3).

**Which custodians does Pathmont Investment Management use?**
Pathmont Investment Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Pathmont Investment Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/299217

**Does Pathmont Investment Management state an account minimum?**
Its Form ADV Part 2A brochure dated March 4, 2026 says: "A minimum of $500,000 of assets under management is required for this service. This account size may be negotiable under certain circumstances."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 4, 2026)

- Up to $2,000,000: 1% a year
- $2,000,000 to $10,000,000: 0.5% a year
- Above $10,000,000: 0.25% a year

> The annualized fee for Investment Supervisory Services is charged as a percentage of assets under management, according to the following schedule: Assets Under Management Annual Fee First $2,000,000 1% Next $8,000,000 0.5% Assets over $10,000,000 0.25%

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> A minimum of $500,000 of assets under management is required for this service. This account size may be negotiable under certain circumstances.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $169,666,110
- Discretionary: $169,666,110
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 25 | $143,365,190 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 3 | $26,300,920 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2022 (4 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $118,074,104 | 1 | March 9, 2022 |
| October 2023 | $116,610,365 | 1 | March 8, 2023 |
| October 2024 | $144,474,689 | 1 | March 14, 2024 |
| October 2025 | $157,450,577 | 1 | March 20, 2025 |
| October 2026 | $169,666,110 | 1 | May 19, 2026 |

Regulatory assets under management: $118,074,104 in the October 2022 data and $169,666,110 in the October 2026 data, up 44%.
Total employees: 1 in October 2022 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pathmont Investment Management (CRD 299217): Form ADV filing data as of October 2026.