# Pasnau Investment Management, Inc.

> Pasnau Investment Management, Inc. is an SEC-registered investment advisory firm, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 24, 2026.

- CRD: 125647
- Filed as: PASNAU INVESTMENT MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: August 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/125647
- AdvisorCensus page: https://advisorcensus.com/firm/pasnau-investment-management-inc-125647

## Quick answers

**How is Pasnau Investment Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Pasnau Investment Management, Inc. reports these compensation arrangements: a percentage of assets under its management.

**Is Pasnau Investment Management, Inc. registered with the SEC or a state?**
Pasnau Investment Management, Inc. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 125647.

**How much does Pasnau Investment Management, Inc. manage?**
Pasnau Investment Management, Inc. reports $128,752,000 in regulatory assets under management in its Form ADV filing dated August 24, 2026 (100% discretionary).

**What types of clients does Pasnau Investment Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (208); high net worth individuals (25).

**Which custodians does Pasnau Investment Management, Inc. use?**
Pasnau Investment Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Pasnau Investment Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/125647

**Does Pasnau Investment Management, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated February 20, 2026 says: "Pasnau Investment Management, Inc. provides investment advisory services to individuals and high net worth individuals and does not require a minimum asset level for investment advisory services."

**What changed in Pasnau Investment Management, Inc.'s recent Form ADV filings?**
In the May 2026 filing data: Registered or notice-filed in NY.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 20, 2026)

- Account minimum: None

> Pasnau Investment Management, Inc. provides investment advisory services to individuals and high net worth individuals and does not require a minimum asset level for investment advisory services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $128,752,000
- Discretionary: $128,752,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 208 | $72,583,106 |
| High net worth individuals | 25 | $56,168,894 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (0 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, MA, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pasnau.com
- pasnauinvestments.com
- YouTube @BenCFP

## Changes in the filing (last 12 months)

### May 2026
- Registered or notice-filed in NY.

### March 2026
- Regulatory assets under management went from $114,000,000 to $128,752,000 (+13%).

### December 2025
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pasnau Investment Management, Inc. (CRD 125647): Form ADV filing data as of October 2026.