{
  "crd_number": 125647,
  "slug": "pasnau-investment-management-inc-125647",
  "primary_business_name": "PASNAU INVESTMENT MANAGEMENT, INC.",
  "legal_name": "PASNAU INVESTMENT MANAGEMENT, INC.",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-11-19",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-08-24",
  "carried_forward": false,
  "raum_total": 128752000.0,
  "raum_discretionary": 128752000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 72583106.0,
      "count": 208
    },
    "high_net_worth_individuals": {
      "raum": 56168894.0,
      "count": 25
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CT",
    "MA",
    "NY",
    "TX"
  ],
  "websites": [
    "https://pasnau.com",
    "https://pasnauinvestments.com",
    "https://youtube.com/@BenCFP"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/125647",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/pasnau-investment-management-inc-125647",
  "display_name": "Pasnau Investment Management, Inc.",
  "summary": "Pasnau Investment Management, Inc. is an SEC-registered investment advisory firm, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 24, 2026.",
  "citation": "AdvisorCensus. Pasnau Investment Management, Inc. (CRD 125647): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Pasnau Investment Management, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Pasnau Investment Management, Inc. reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Is Pasnau Investment Management, Inc. registered with the SEC or a state?",
      "a": "Pasnau Investment Management, Inc. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 125647."
    },
    {
      "q": "How much does Pasnau Investment Management, Inc. manage?",
      "a": "Pasnau Investment Management, Inc. reports $128,752,000 in regulatory assets under management in its Form ADV filing dated August 24, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Pasnau Investment Management, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (208); high net worth individuals (25)."
    },
    {
      "q": "Which custodians does Pasnau Investment Management, Inc. use?",
      "a": "Pasnau Investment Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Pasnau Investment Management, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/125647"
    },
    {
      "q": "Does Pasnau Investment Management, Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 20, 2026 says: \"Pasnau Investment Management, Inc. provides investment advisory services to individuals and high net worth individuals and does not require a minimum asset level for investment advisory services.\""
    },
    {
      "q": "What changed in Pasnau Investment Management, Inc.'s recent Form ADV filings?",
      "a": "In the May 2026 filing data: Registered or notice-filed in NY."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Registered or notice-filed in NY."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $114,000,000 to $128,752,000 (+13%)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 20, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "Pasnau Investment Management, Inc. provides investment advisory services to individuals and high net worth individuals and does not require a minimum asset level for investment advisory services."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Pasnau Investment Management, Inc. provides investment advisory services to individuals and high net worth individuals and does not require a minimum asset level for investment advisory services."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/pasnau-investment-management-inc-125647.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 208,
      "fewer_than_5": false,
      "raum": 72583106.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 25,
      "fewer_than_5": false,
      "raum": 56168894.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/125647",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}