# Pasi Investments, LLC

> Pasi Investments, LLC is an SEC-registered investment advisory firm in Farmington, CT, registered since 2008, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 145640
- Filed as: PASI INVESTMENTS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Farmington, CT
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/145640
- AdvisorCensus page: https://advisorcensus.com/firm/pasi-investments-llc-farmington-ct-145640

## Quick answers

**How is Pasi Investments, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pasi Investments, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Pasi Investments, LLC charge?**
Its Form ADV Part 2A brochure dated March 27, 2026 states: Asset-based fee: 0.05% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Pasi Investments, LLC located?**
Pasi Investments, LLC's principal office is in Farmington, CT, according to its Form ADV.

**Is Pasi Investments, LLC registered with the SEC or a state?**
Pasi Investments, LLC is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 145640.

**How much does Pasi Investments, LLC manage?**
Pasi Investments, LLC reports $676,296,448 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (87% discretionary).

**How have Pasi Investments, LLC's assets and staff changed since 2021?**
In the Form ADV data for Pasi Investments, LLC: Regulatory assets under management: $385,681,638 in the October 2021 data and $676,296,448 in the October 2026 data, up 75%. Total employees: 5 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pasi Investments, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (216); pension and profit sharing plans (but not the plan participants or government pension plans) (179); high net worth individuals (35).

**Which custodians does Pasi Investments, LLC use?**
Pasi Investments, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Empower Trust and Fidelity Investments as custodians holding 10% or more of its separately managed account assets.

**Does Pasi Investments, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/145640

**What changed in Pasi Investments, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $564,191,601 to $676,296,448 (+20%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Asset-based fee: 0.05% to 1.5% a year (a range, as the brochure states it)

> Fees are negotiable based on factors particular to the engagement but typically range from .05% to 1.5%.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Empower Trust
- Fidelity Investments

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $676,296,448
- Discretionary: $589,621,214
- Non-discretionary: $86,675,234

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 216 | $65,007,418 |
| High net worth individuals | 35 | $81,165,239 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 179 | $505,075,570 |
| State or municipal government entities (including government pension plans) | 9 | $25,048,221 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2008 (18 years)
- Employees: 8 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, CT, FL, MA, NH, NY, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [daybright.com](https://daybright.com)
- [pasiusa.com](https://pasiusa.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $385,681,638 | 5 | July 19, 2021 |
| October 2022 | $508,618,180 | 5 | March 25, 2022 |
| October 2023 | $450,877,716 | 7 | September 29, 2023 |
| October 2024 | $503,293,741 | 8 | June 5, 2024 |
| October 2025 | $564,191,601 | 8 | March 27, 2025 |
| October 2026 | $676,296,448 | 8 | March 27, 2026 |

Regulatory assets under management: $385,681,638 in the October 2021 data and $676,296,448 in the October 2026 data, up 75%.
Total employees: 5 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $564,191,601 to $676,296,448 (+20%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pasi Investments, LLC (CRD 145640): Form ADV filing data as of October 2026.