# Pashman Financial LLC

> Pashman Financial LLC is a state-registered investment advisory firm, registered since 2021, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 9, 2026.

- CRD: 316253
- Filed as: PASHMAN FINANCIAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: July 9, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/316253
- AdvisorCensus page: https://advisorcensus.com/firm/pashman-financial-llc-316253

## Quick answers

**How is Pashman Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pashman Financial LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Pashman Financial LLC registered with the SEC or a state?**
Pashman Financial LLC is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 316253.

**How much does Pashman Financial LLC manage?**
Pashman Financial LLC reports $700,000 in regulatory assets under management in its Form ADV filing dated July 9, 2026 (100% discretionary).

**What types of clients does Pashman Financial LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (10).

**Does Pashman Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/316253

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $700,000
- Discretionary: $700,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 10 | $700,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 2021 (5 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pashmanfinancial.com
- LinkedIn @76254602
- LinkedIn @maxpashman
- X @maxpashman

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pashman Financial LLC (CRD 316253): Form ADV filing data as of October 2026.