# Pasadena Private Wealth, LLC

> Pasadena Private Wealth, LLC is an SEC-registered investment advisory firm in Pasadena, CA, registered since 2018, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated October 1, 2026.

- CRD: 295178
- Filed as: PASADENA PRIVATE WEALTH, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Pasadena, CA
- Filing period: October 2026
- Form ADV filing dated: October 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/295178
- AdvisorCensus page: https://advisorcensus.com/firm/pasadena-private-wealth-llc-pasadena-ca-295178

## Quick answers

**How is Pasadena Private Wealth, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pasadena Private Wealth, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees.

**Where is Pasadena Private Wealth, LLC located?**
Pasadena Private Wealth, LLC's principal office is in Pasadena, CA, according to its Form ADV; the August 2026 filing also lists 4 other offices (Schedule D, Section 1.F).

**Is Pasadena Private Wealth, LLC registered with the SEC or a state?**
Pasadena Private Wealth, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 295178.

**How much does Pasadena Private Wealth, LLC manage?**
Pasadena Private Wealth, LLC reports $1,620,620,686 in regulatory assets under management in its Form ADV filing dated October 1, 2026 (59% discretionary).

**How have Pasadena Private Wealth, LLC's assets and staff changed since 2021?**
In the Form ADV data for Pasadena Private Wealth, LLC: Regulatory assets under management: $460,112,873 in the October 2021 data and $1,620,620,686 in the October 2026 data, up 252%. Total employees: 9 in October 2021 and 19 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pasadena Private Wealth, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (255); individuals (other than high net worth individuals) (177); pension and profit sharing plans (but not the plan participants or government pension plans) (60).

**Which custodians does Pasadena Private Wealth, LLC use?**
Pasadena Private Wealth, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Pasadena Private Wealth, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/295178

**What changed in Pasadena Private Wealth, LLC's recent Form ADV filings?**
In the August 2026 filing data: Added an office in San Luis Obispo, CA. Registered or notice-filed in FL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,620,620,686
- Discretionary: $951,263,030
- Non-discretionary: $669,357,656

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 177 | $143,363,635 |
| High net worth individuals | 255 | $1,008,536,930 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $2,703,744 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 6 | $131,302,192 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 60 | $309,628,438 |
| Charitable organizations | Fewer than 5 | $391,629 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 25 | $24,694,118 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2018 (8 years)
- Employees: 19 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, GA, HI, NE, NY, OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Century City, CA
- Exeter, CA
- Irvine, CA
- San Luis Obispo, CA

### Websites listed on Form ADV (Item 1.I)
- pasadenaprivatewealth.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $460,112,873 | 9 | July 19, 2021 |
| October 2022 | $855,067,462 | 12 | August 29, 2022 |
| October 2023 | $917,237,924 | 10 | August 14, 2023 |
| October 2024 | $1,209,114,893 | 13 | June 4, 2024 |
| October 2025 | $1,268,875,503 | 18 | March 21, 2025 |
| October 2026 | $1,620,620,686 | 19 | October 1, 2026 |

Regulatory assets under management: $460,112,873 in the October 2021 data and $1,620,620,686 in the October 2026 data, up 252%.
Total employees: 9 in October 2021 and 19 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Added an office in San Luis Obispo, CA.
- Registered or notice-filed in FL.

### March 2026
- Employees performing advisory functions went from 7 to 8.
- Regulatory assets under management went from $1,268,875,503 to $1,620,620,686 (+28%).
- Changed its office addresses in Irvine, CA.
- Registered or notice-filed in NY.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pasadena Private Wealth, LLC (CRD 295178): Form ADV filing data as of October 2026.