{ "crd_number": 323902, "slug": "parkmount-financial-partners-llc-scituate-ma-323902", "primary_business_name": "PARKMOUNT FINANCIAL PARTNERS LLC", "legal_name": "PARKMOUNT FINANCIAL PARTNERS LLC", "dbas": [], "city": "Scituate", "state": "MA", "country": "United States", "cbsa_code": "14460", "metro": { "cbsa_code": "14460", "common_name": "Boston", "msa_name": "Boston-Cambridge-Newton, MA-NH", "path": "/advisors/ma/boston" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2023-11-29", "years_registered": 2, "period": "2026-10-01", "filing_date": "2026-06-19", "carried_forward": false, "raum_total": 40320608.0, "raum_discretionary": 40320608.0, "raum_non_discretionary": 0.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 1, "advisory_employees": 1, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 21581328.0, "count": 35 }, "high_net_worth_individuals": { "raum": 18739280.0, "count": 15 } }, "compensation_types": [ "commissions", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 2, "states_registered": [ "MA", "RI" ], "websites": [ "https://facebook.com/people/Parkmount-Financial-Partners-LLC/61550754290176", "https://instagram.com/joetalksfinance", "https://linkedin.com/COMPANY/PARKMOUNT-FINANCIAL-PARTNER", "https://parkmountfinancial.com", "https://tiktok.com/@joetalksfinance", "https://x.com/JoeBoughan_PFP", "https://youtube.com/@joesretirementroadmap", "https://youtube.com/@joetalksfinance" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/323902", "disclosure_items": [ { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" } ], "city_as_filed": "SCITUATE", "url": "https://advisorcensus.com/firm/parkmount-financial-partners-llc-scituate-ma-323902", "display_name": "Parkmount Financial Partners LLC", "summary": "Parkmount Financial Partners LLC is a state-registered investment advisory firm in Scituate, MA, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 19, 2026.", "citation": "AdvisorCensus. Parkmount Financial Partners LLC (CRD 323902): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Commissions" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Pension consulting services" ], "quick_answers": [ { "q": "How is Parkmount Financial Partners LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Parkmount Financial Partners LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; commissions. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Parkmount Financial Partners LLC located?", "a": "Parkmount Financial Partners LLC's principal office is in Scituate, MA, according to its Form ADV." }, { "q": "Is Parkmount Financial Partners LLC registered with the SEC or a state?", "a": "Parkmount Financial Partners LLC is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 323902." }, { "q": "How much does Parkmount Financial Partners LLC manage?", "a": "Parkmount Financial Partners LLC reports $40,320,608 in regulatory assets under management in its Form ADV filing dated June 19, 2026 (100% discretionary)." }, { "q": "How have Parkmount Financial Partners LLC's assets and staff changed since 2023?", "a": "In the Form ADV data for Parkmount Financial Partners LLC: Regulatory assets under management: $10,165,349 in the October 2023 data and $40,320,608 in the October 2026 data, up 297%. Total employees: 1 in October 2023 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Parkmount Financial Partners LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (35); high net worth individuals (15)." }, { "q": "Does Parkmount Financial Partners LLC report any disciplinary disclosures?", "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/323902" } ], "filing_history": [ { "period": "2023-10-01", "regulatory_assets_under_management": 10165349.0, "total_employees": 1, "filing_date": "2023-06-07" }, { "period": "2026-10-01", "regulatory_assets_under_management": 40320608.0, "total_employees": 1, "filing_date": "2026-06-19" } ], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/parkmount-financial-partners-llc-scituate-ma-323902.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 35, "fewer_than_5": false, "raum": 21581328.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 15, "fewer_than_5": false, "raum": 18739280.0 } ], "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/323902", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }