# Park + Elm Investment Advisers

> Park + Elm Investment Advisers is a state-registered investment advisory firm in Carmel, IN, registered since 2010, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 2, 2026.

- CRD: 146233
- Filed as: PARK + ELM INVESTMENT ADVISERS
- Legal name: Park and Elm Investment Advisers LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Carmel, IN
- Filing period: October 2026
- Form ADV filing dated: February 2, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/146233
- AdvisorCensus page: https://advisorcensus.com/firm/park-plus-elm-investment-advisers-carmel-in-146233

## Quick answers

**How is Park + Elm Investment Advisers compensated?**
On its Form ADV (Item 5.E, October 2026), Park + Elm Investment Advisers reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Park + Elm Investment Advisers located?**
Park + Elm Investment Advisers' principal office is in Carmel, IN, according to its Form ADV.

**Is Park + Elm Investment Advisers registered with the SEC or a state?**
Park + Elm Investment Advisers is a state-registered investment advisory firm, registered since 2010. Status as filed: APPROVED. CRD 146233.

**How much does Park + Elm Investment Advisers manage?**
Park + Elm Investment Advisers reports $88,245,047 in regulatory assets under management in its Form ADV filing dated February 2, 2026 (100% discretionary).

**What types of clients does Park + Elm Investment Advisers serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (226); high net worth individuals (34); charitable organizations (2).

**Does Park + Elm Investment Advisers report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/146233

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $88,245,047
- Discretionary: $88,245,047
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 226 | $44,156,781 |
| High net worth individuals | 34 | $41,273,644 |
| Charitable organizations | 2 | $1,406,510 |
| Corporations or other businesses not listed above | 2 | $1,408,112 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2010 (16 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IN, OH, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [park-elm.com](https://park-elm.com)
- Facebook @PARKANDELM
- Instagram @KEVINFWARD7
- LinkedIn @3651864
- X @KEVINFWARD7
- X @PEAdvisers

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Park + Elm Investment Advisers (CRD 146233): Form ADV filing data as of October 2026.