# Park Place Capital Corporation

> Park Place Capital Corporation is an SEC-registered investment advisory firm in Homewood, AL, registered since 1988, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 13, 2026.

- CRD: 107952
- Filed as: PARK PLACE CAPITAL CORPORATION
- Also doing business as: PARK PLACE CAPITAL
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Homewood, AL
- Filing period: October 2026
- Form ADV filing dated: March 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/107952
- AdvisorCensus page: https://advisorcensus.com/firm/park-place-capital-corporation-homewood-al-107952

## Quick answers

**How is Park Place Capital Corporation compensated?**
On its Form ADV (Item 5.E, October 2026), Park Place Capital Corporation reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Park Place Capital Corporation located?**
Park Place Capital Corporation's principal office is in Homewood, AL, according to its Form ADV; the April 2026 filing also lists 4 other offices (Schedule D, Section 1.F).

**Is Park Place Capital Corporation registered with the SEC or a state?**
Park Place Capital Corporation is an SEC-registered investment advisory firm, registered since 1988. Status as filed: Approved. CRD 107952.

**How much does Park Place Capital Corporation manage?**
Park Place Capital Corporation reports $879,223,964 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (98% discretionary).

**How have Park Place Capital Corporation's assets and staff changed since 2021?**
In the Form ADV data for Park Place Capital Corporation: Regulatory assets under management: $69,563,559 in the October 2021 data and $879,223,964 in the October 2026 data, up 1164%. Total employees: 9 in October 2021 and 20 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Park Place Capital Corporation serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (571); high net worth individuals (36); banking or thrift institutions (1).

**Which custodians does Park Place Capital Corporation use?**
Park Place Capital Corporation's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fifth Third Bank as custodians holding 10% or more of its separately managed account assets.

**Does Park Place Capital Corporation report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107952

**Does Park Place Capital Corporation state an account minimum?**
Its Form ADV Part 2A brochure dated March 13, 2026 says: "The Firm does not require a minimum account size."

**What changed in Park Place Capital Corporation's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 5 to 7. Regulatory assets under management went from $724,023,748 to $879,223,964 (+21%). Added an office in Hattiesburg, MS. Added an office in Madison, MS. Registered or notice-filed in AR, OK.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 13, 2026)

- Account minimum: None

> The Firm does not require a minimum account size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fifth Third Bank

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $879,223,964
- Discretionary: $865,363,275
- Non-discretionary: $13,860,689

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 571 | $211,415,646 |
| High net worth individuals | 36 | $229,255,523 |
| Banking or thrift institutions | 1 | $325,518,362 |
| Investment companies | 1 | $67,033,138 |
| Corporations or other businesses not listed above | 1 | $46,001,295 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1988 (38 years)
- Employees: 20 total, 7 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AL, AR, CO, FL, GA, IN, MS, NC, NJ, OK, SC, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Hattiesburg, MS
- Madison, MS
- Nashville, TN
- Tupelo, MS

### Websites listed on Form ADV (Item 1.I)
- nashcap.com
- parkplacecapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $69,563,559 | 9 | May 12, 2021 |
| October 2022 | $587,283,860 | 9 | April 14, 2022 |
| October 2023 | $854,401,251 | 11 | August 31, 2023 |
| October 2024 | $602,131,012 | 10 | September 27, 2024 |
| October 2025 | $724,023,748 | 8 | June 26, 2025 |
| October 2026 | $879,223,964 | 20 | March 13, 2026 |

Regulatory assets under management: $69,563,559 in the October 2021 data and $879,223,964 in the October 2026 data, up 1164%.
Total employees: 9 in October 2021 and 20 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 5 to 7.
- Regulatory assets under management went from $724,023,748 to $879,223,964 (+21%).
- Added an office in Hattiesburg, MS.
- Added an office in Madison, MS.
- Registered or notice-filed in AR, OK.

### February 2026
- Reported a succession: took over the business of Park Place Capital Corporation (CRD 107952) on January 1, 2026.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Park Place Capital Corporation (CRD 107952): Form ADV filing data as of October 2026.