{
  "crd_number": 107952,
  "slug": "park-place-capital-corporation-homewood-al-107952",
  "primary_business_name": "PARK PLACE CAPITAL CORPORATION",
  "legal_name": "PARK PLACE CAPITAL CORPORATION",
  "dbas": [
    "PARK PLACE CAPITAL"
  ],
  "city": "Homewood",
  "state": "AL",
  "country": "United States",
  "cbsa_code": "13820",
  "metro": {
    "cbsa_code": "13820",
    "common_name": "Birmingham",
    "msa_name": "Birmingham, AL",
    "path": "/advisors/al/birmingham"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1988-09-02",
  "years_registered": 38,
  "period": "2026-10-01",
  "filing_date": "2026-03-13",
  "carried_forward": false,
  "raum_total": 879223964.0,
  "raum_discretionary": 865363275.0,
  "raum_non_discretionary": 13860689.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 20,
  "advisory_employees": 7,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 211415646.0,
      "count": 571
    },
    "banking_thrift": {
      "raum": 325518362.0,
      "count": 1,
      "fewer_than_5": true
    },
    "investment_companies": {
      "raum": 67033138.0,
      "count": 1
    },
    "high_net_worth_individuals": {
      "raum": 229255523.0,
      "count": 36
    },
    "corporations_other_businesses": {
      "raum": 46001295.0,
      "count": 1,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_investment_companies",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AL",
    "AR",
    "CO",
    "FL",
    "GA",
    "IN",
    "MS",
    "NC",
    "NJ",
    "OK",
    "SC",
    "TN",
    "TX"
  ],
  "websites": [
    "https://nashcap.com",
    "https://parkplacecapital.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107952",
  "city_as_filed": "HOMEWOOD",
  "url": "https://advisorcensus.com/firm/park-place-capital-corporation-homewood-al-107952",
  "display_name": "Park Place Capital Corporation",
  "summary": "Park Place Capital Corporation is an SEC-registered investment advisory firm in Homewood, AL, registered since 1988, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 13, 2026.",
  "citation": "AdvisorCensus. Park Place Capital Corporation (CRD 107952): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Park Place Capital Corporation compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Park Place Capital Corporation reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Park Place Capital Corporation located?",
      "a": "Park Place Capital Corporation's principal office is in Homewood, AL, according to its Form ADV; the April 2026 filing also lists 4 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Park Place Capital Corporation registered with the SEC or a state?",
      "a": "Park Place Capital Corporation is an SEC-registered investment advisory firm, registered since 1988. Status as filed: Approved. CRD 107952."
    },
    {
      "q": "How much does Park Place Capital Corporation manage?",
      "a": "Park Place Capital Corporation reports $879,223,964 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (98% discretionary)."
    },
    {
      "q": "How have Park Place Capital Corporation's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Park Place Capital Corporation: Regulatory assets under management: $69,563,559 in the October 2021 data and $879,223,964 in the October 2026 data, up 1164%. Total employees: 9 in October 2021 and 20 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Park Place Capital Corporation serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (571); high net worth individuals (36); banking or thrift institutions (1)."
    },
    {
      "q": "Which custodians does Park Place Capital Corporation use?",
      "a": "Park Place Capital Corporation's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fifth Third Bank as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Park Place Capital Corporation report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107952"
    },
    {
      "q": "Does Park Place Capital Corporation state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 13, 2026 says: \"The Firm does not require a minimum account size.\""
    },
    {
      "q": "What changed in Park Place Capital Corporation's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 5 to 7. Regulatory assets under management went from $724,023,748 to $879,223,964 (+21%). Added an office in Hattiesburg, MS. Added an office in Madison, MS. Registered or notice-filed in AR, OK."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 69563559.0,
      "total_employees": 9,
      "filing_date": "2021-05-12"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 587283860.0,
      "total_employees": 9,
      "filing_date": "2022-04-14"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 854401251.0,
      "total_employees": 11,
      "filing_date": "2023-08-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 602131012.0,
      "total_employees": 10,
      "filing_date": "2024-09-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 724023748.0,
      "total_employees": 8,
      "filing_date": "2025-06-26"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 879223964.0,
      "total_employees": 20,
      "filing_date": "2026-03-13"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 5 to 7.",
        "Regulatory assets under management went from $724,023,748 to $879,223,964 (+21%).",
        "Added an office in Hattiesburg, MS.",
        "Added an office in Madison, MS.",
        "Registered or notice-filed in AR, OK."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Reported a succession: took over the business of Park Place Capital Corporation (CRD 107952) on January 1, 2026.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 13, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "The Firm does not require a minimum account size."
        ]
      }
    ],
    "quotes": [
      "The Firm does not require a minimum account size."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Fifth Third Bank",
      "name_as_filed": "FIFTH THIRD BANK",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/park-place-capital-corporation-homewood-al-107952.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 571,
      "fewer_than_5": false,
      "raum": 211415646.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 36,
      "fewer_than_5": false,
      "raum": 229255523.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 1,
      "fewer_than_5": true,
      "raum": 325518362.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 1,
      "fewer_than_5": false,
      "raum": 67033138.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 1,
      "fewer_than_5": true,
      "raum": 46001295.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107952",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}