# Park Lane Financial Group LLC

> Park Lane Financial Group LLC is a state-registered investment advisory firm in West Pittston, PA, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 11, 2026.

- CRD: 332774
- Filed as: PARK LANE FINANCIAL GROUP LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: West Pittston, PA
- Filing period: October 2026
- Form ADV filing dated: September 11, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/332774
- AdvisorCensus page: https://advisorcensus.com/firm/park-lane-financial-group-llc-west-pittston-pa-332774

## Quick answers

**How is Park Lane Financial Group LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Park Lane Financial Group LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Park Lane Financial Group LLC located?**
Park Lane Financial Group LLC's principal office is in West Pittston, PA, according to its Form ADV.

**Is Park Lane Financial Group LLC registered with the SEC or a state?**
Park Lane Financial Group LLC is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 332774.

**How much does Park Lane Financial Group LLC manage?**
Park Lane Financial Group LLC reports $11,534,311 in regulatory assets under management in its Form ADV filing dated September 11, 2026 (100% discretionary).

**What types of clients does Park Lane Financial Group LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (51); high net worth individuals (2).

**Does Park Lane Financial Group LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/332774

**What changed in Park Lane Financial Group LLC's recent Form ADV filings?**
In the October 2026 filing data: Employees performing advisory functions went from 2 to 3. Regulatory assets under management went from $8,800,730 to $11,534,311 (+31%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $11,534,311
- Discretionary: $11,534,311
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 51 | $8,833,055 |
| High net worth individuals | 2 | $2,701,256 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- parklanefinancialgroup.com

## Changes in the filing (last 12 months)

### October 2026
- Employees performing advisory functions went from 2 to 3.
- Regulatory assets under management went from $8,800,730 to $11,534,311 (+31%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Park Lane Financial Group LLC (CRD 332774): Form ADV filing data as of October 2026.