{ "crd_number": 146622, "slug": "pariter-wealth-management-group-llc-guaynabo-pr-146622", "primary_business_name": "PARITER WEALTH MANAGEMENT GROUP LLC", "legal_name": "PARITER WEALTH MANAGEMENT GROUP LLC", "dbas": [], "city": "Guaynabo", "state": "PR", "country": "United States", "cbsa_code": "41980", "metro": null, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2019-07-15", "years_registered": 7, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 10556251.0, "raum_discretionary": 10546093.0, "raum_non_discretionary": 10158.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 3, "advisory_employees": 2, "client_count_bucket": null, "clients_by_type": { "other": { "raum": 9123422.0, "count": 10, "description": "MANAGED ACCOUNT (MONEY MANAGERS)" }, "individuals": { "raum": 793447.0, "count": 10 }, "pension_profit_sharing": { "raum": 405950.0, "count": 6 }, "high_net_worth_individuals": { "raum": 233432.0, "count": 1 } }, "compensation_types": [ "hourly", "percentage_of_aum" ], "advisory_activities": [ "educational_seminars", "financial_planning", "pension_consulting", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 2, "states_registered": [ "PR" ], "websites": [ "https://pariterwmg.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/146622", "disclosure_items": [ { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" }, { "item": "11.E(4)", "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?" } ], "city_as_filed": "GUAYNABO", "url": "https://advisorcensus.com/firm/pariter-wealth-management-group-llc-guaynabo-pr-146622", "display_name": "Pariter Wealth Management Group LLC", "summary": "Pariter Wealth Management Group LLC is a state-registered investment advisory firm in Guaynabo, PR, registered since 2019, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Pariter Wealth Management Group LLC (CRD 146622): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Pension consulting services", "Selection of other advisers (including private fund managers)", "Educational seminars/workshops" ], "quick_answers": [ { "q": "How is Pariter Wealth Management Group LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Pariter Wealth Management Group LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges." }, { "q": "Where is Pariter Wealth Management Group LLC located?", "a": "Pariter Wealth Management Group LLC's principal office is in Guaynabo, PR, according to its Form ADV." }, { "q": "Is Pariter Wealth Management Group LLC registered with the SEC or a state?", "a": "Pariter Wealth Management Group LLC is a state-registered investment advisory firm, registered since 2019. Status as filed: APPROVED. CRD 146622." }, { "q": "How much does Pariter Wealth Management Group LLC manage?", "a": "Pariter Wealth Management Group LLC reports $10,556,251 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)." }, { "q": "What types of clients does Pariter Wealth Management Group LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (10); other (10); pension and profit sharing plans (but not the plan participants or government pension plans) (6)." }, { "q": "Does Pariter Wealth Management Group LLC report any disciplinary disclosures?", "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/146622" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/pariter-wealth-management-group-llc-guaynabo-pr-146622.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 10, "fewer_than_5": false, "raum": 793447.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 1, "fewer_than_5": false, "raum": 233432.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 6, "fewer_than_5": false, "raum": 405950.0 }, { "type": "other", "label": "Other", "count": 10, "fewer_than_5": false, "raum": 9123422.0 } ], "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/146622", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }