# Paragon Private Wealth Management LLC

> Paragon Private Wealth Management LLC is an SEC-registered investment advisory firm in Lexington, KY, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 19, 2026.

- CRD: 312817
- Filed as: PARAGON PRIVATE WEALTH MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lexington, KY
- Filing period: October 2026
- Form ADV filing dated: March 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/312817
- AdvisorCensus page: https://advisorcensus.com/firm/paragon-private-wealth-management-llc-lexington-ky-312817

## Quick answers

**How is Paragon Private Wealth Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Paragon Private Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Paragon Private Wealth Management LLC located?**
Paragon Private Wealth Management LLC's principal office is in Lexington, KY, according to its Form ADV.

**Is Paragon Private Wealth Management LLC registered with the SEC or a state?**
Paragon Private Wealth Management LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 312817.

**How much does Paragon Private Wealth Management LLC manage?**
Paragon Private Wealth Management LLC reports $457,884,918 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (97% discretionary).

**How have Paragon Private Wealth Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Paragon Private Wealth Management LLC: Regulatory assets under management: $160,159,000 in the October 2021 data and $457,884,918 in the October 2026 data, up 186%. Total employees: 3 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Paragon Private Wealth Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (85); individuals (other than high net worth individuals) (82); state or municipal government entities (including government pension plans) (2).

**Which custodians does Paragon Private Wealth Management LLC use?**
Paragon Private Wealth Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Paragon Private Wealth Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312817

**Does Paragon Private Wealth Management LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 19, 2026 says: "In general, we do not require a minimum dollar amount to open and maintain an advisory account; however, we have the right to terminate your Account at our discretion."

**What changed in Paragon Private Wealth Management LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 3 to 2. Regulatory assets under management went from $354,857,921 to $457,884,918 (+29%). Registered or notice-filed in CA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 19, 2026)

- Account minimum: None (the brochure says it may be waived or negotiated)

> In general, we do not require a minimum dollar amount to open and maintain an advisory account; however, we have the right to terminate your Account at our discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $457,884,918
- Discretionary: $444,001,299
- Non-discretionary: $13,883,619

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 82 | $28,925,874 |
| High net worth individuals | 85 | $398,185,608 |
| State or municipal government entities (including government pension plans) | 2 | $30,773,436 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 6 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, KY, LA, NE, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- paragonmgmt.com
- LinkedIn @paragon-mgmt

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $160,159,000 | 3 | July 27, 2021 |
| October 2022 | $181,785,194 | 3 | August 5, 2022 |
| October 2023 | $184,757,737 | 4 | March 14, 2023 |
| October 2024 | $283,043,282 | 5 | March 25, 2024 |
| October 2025 | $354,857,921 | 6 | March 27, 2025 |
| October 2026 | $457,884,918 | 6 | March 19, 2026 |

Regulatory assets under management: $160,159,000 in the October 2021 data and $457,884,918 in the October 2026 data, up 186%.
Total employees: 3 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 3 to 2.
- Regulatory assets under management went from $354,857,921 to $457,884,918 (+29%).
- Registered or notice-filed in CA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Paragon Private Wealth Management LLC (CRD 312817): Form ADV filing data as of October 2026.