# Paradigm Wealth Management, LLC

> Paradigm Wealth Management, LLC is an SEC-registered investment advisory firm in Westlake, OH, registered since 2008, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 9, 2026.

- CRD: 148662
- Filed as: PARADIGM WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Westlake, OH
- Filing period: October 2026
- Form ADV filing dated: March 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/148662
- AdvisorCensus page: https://advisorcensus.com/firm/paradigm-wealth-management-llc-westlake-oh-148662

## Quick answers

**How is Paradigm Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Paradigm Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; other.

**Where is Paradigm Wealth Management, LLC located?**
Paradigm Wealth Management, LLC's principal office is in Westlake, OH, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Paradigm Wealth Management, LLC registered with the SEC or a state?**
Paradigm Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 148662.

**How much does Paradigm Wealth Management, LLC manage?**
Paradigm Wealth Management, LLC reports $563,404,004 in regulatory assets under management in its Form ADV filing dated March 9, 2026 (96% discretionary).

**How have Paradigm Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Paradigm Wealth Management, LLC: Regulatory assets under management: $258,490,000 in the October 2021 data and $563,404,004 in the October 2026 data, up 118%. Total employees: 3 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Paradigm Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (245); high net worth individuals (171).

**Which custodians does Paradigm Wealth Management, LLC use?**
Paradigm Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Paradigm Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/148662

**What changed in Paradigm Wealth Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $475,628,112 to $563,404,004 (+18%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Other

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $563,404,004
- Discretionary: $541,947,638
- Non-discretionary: $21,456,366

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 245 | $66,033,036 |
| High net worth individuals | 171 | $483,120,122 |
| Charitable organizations | Fewer than 5 | $10,413,816 |
| Corporations or other businesses not listed above | Fewer than 5 | $3,837,030 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2008 (17 years)
- Employees: 7 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IL, IN, OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Chicago, IL
- Oakbrook, IL

### Websites listed on Form ADV (Item 1.I)
- investpwm.com
- paradigmwealthmgmt.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $258,490,000 | 3 | January 26, 2021 |
| October 2022 | $287,480,000 | 4 | March 7, 2022 |
| October 2023 | $261,100,000 | 4 | September 1, 2023 |
| October 2024 | $347,900,000 | 7 | February 21, 2024 |
| October 2025 | $475,628,112 | 7 | May 12, 2025 |
| October 2026 | $563,404,004 | 7 | March 9, 2026 |

Regulatory assets under management: $258,490,000 in the October 2021 data and $563,404,004 in the October 2026 data, up 118%.
Total employees: 3 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $475,628,112 to $563,404,004 (+18%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Paradigm Wealth Management, LLC (CRD 148662): Form ADV filing data as of October 2026.